Senior Compliance & Risk Analyst: Regulatory Testing

The D. E. Shaw Group; New York (NY); Sur place; USD 140 000 - 180 000; Plein temps

Avantages offerts par ce poste

Medical and prescription drug coverage

401(k) contribution matching

Wellness reimbursement

Family building benefits

Charitable gift match program

Résumé du poste

The D. E. Shaw Group is seeking a proactive compliance professional to join its Legal & Compliance team in New York.

You will support testing, regulatory projects, training, and third-party oversight, gaining exposure to trading activities and frameworks. The role offers meaningful ownership of program areas over time in a collaborative environment. We look for a bachelor’s degree with 4–8 years in compliance/audit, strong analytical skills, and excellent communication.

Qualifications

• Bachelor’s degree or higher with a proven record of academic and professional achievement.
• 4–8 years of experience in compliance, audit, or related legal/operational role.
• Strong numerical literacy and comfort with data analysis tools.
• Excellent written and verbal communication for senior audiences.
• Ability to manage large processes and coordinate across cross-functional teams.

Responsabilités

• Conduct compliance testing by interpreting regulatory requirements and documenting findings.
• Perform investment adviser–related regulatory analysis of new business initiatives.
• Monitor third-party providers for contractual and regulatory compliance.
• Prepare and present internal metrics and compliance reports for senior stakeholders.
• Develop trainings to raise awareness of regulatory obligations across the firm.

Connaissances

Analytical skills

Numerical/data analysis

Communication skills

Problem-solving

Process improvement

Formation

Bachelor's degree

Description du poste

The D. E. Shaw Group is seeking a proactive compliance professional to join its Legal & Compliance team in New York.

You will support testing, regulatory projects, training, and third-party oversight, gaining exposure to trading activities and frameworks. The role offers meaningful ownership of program areas over time in a collaborative environment. We look for a bachelor’s degree with 4–8 years in compliance/audit, strong analytical skills, and excellent communication.