Senior Compliance Officer

Portrait Bank IO; Winter Park (FL); On-site; USD 120,000 - 160,000; Full time

Job summary

A community-focused bank located in Winter Park is seeking a Senior Compliance Officer to oversee regulatory compliance and internal policies. The role involves developing compliance programs, monitoring regulatory changes, and conducting internal audits. Ideal candidates must possess a strong understanding of compliance management, excellent analytical and communication skills, and a Bachelor's degree in related fields. This position is full-time and emphasizes collaboration and community engagement in financial services.

Qualifications

• Strong knowledge of Compliance Management and Regulatory Compliance processes.
• Ability to analyze complex information and provide insights.
• Excellent communication skills for collaboration and reporting.
• Understanding of financial services regulations.
• Detail-oriented, organized, and able to multitask.
• Proven leadership and decision-making in compliance roles.
• Relevant certifications are a plus.

Responsibilities

• Oversee adherence to regulatory compliance requirements and internal policies.
• Develop and implement compliance programs and monitor regulatory changes.
• Conduct internal audits and collaborate with key stakeholders.
• Collaborate with stakeholders across the organization.
• Identify and mitigate compliance risks.
• Maintain documentation and training on policies.

Skills

Compliance Management

Analytical Skills

Communication

Understanding of Finance-related regulations

Organizational Skills

Leadership

Leadership

Education

Bachelor's degree in Finance, Business Administration, or related field

Certified Regulatory Compliance Manager

Job description

Portrait Bank IO delivers personalized, tech-forward, boutique banking services tailored to meet the unique financial needs of businesses and individuals. Committed to responsibility, trust, transparency, and community engagement, the bank strives to be the preferred community bank in Central Florida. Located in Winter Park, FL, Portrait Bank fosters a vibrant, community-focused culture, offering innovative solutions designed for local businesses. The team is dedicated to providing exceptional service and strengthening connections within the community.

Role Description

This is a full-time, on-site role for a Senior Compliance Officer, located in Winter Park, FL. The Senior Compliance Officer will oversee and ensure adherence to all regulatory compliance requirements and internal policies. Responsibilities include developing and implementing compliance programs, monitoring regulatory changes, conducting internal audits, and collaborating closely with key stakeholders. This role also involves identifying and mitigating compliance risks, maintaining documentation, and providing training on policies and regulations.

Qualifications

• Strong knowledge of Compliance Management and Regulatory Compliance processes
• Ability to analyze complex information with excellent Analytical Skills
• Excellent Communication skills for collaboration and reporting
• Understanding of financial services, with proficiency in Finance-related regulations
• Detail-oriented, organized, and capable of managing multiple tasks effectively
• Proven leadership and decision-making abilities in compliance-related roles
• Bachelor's degree in Finance, Business Administration, or related field
• Relevant certifications (e.g., Certified Regulatory Compliance Manager) are a plus