Senior Compliance Manager

Eqvilentjobs; United States; À distance; USD 180 000 - 230 000; Plein temps

Résumé du poste

Eqvilentjobs is seeking a senior Compliance Lead in the United States to drive major market access and regulatory remediation initiatives. You will own regulatory responsibilities across regions, manage timelines and resources, and serve as the main point of contact for compliance within assigned business areas.

You will oversee regulatory reporting, manage examinations and inquiries, and collaborate with stakeholders to ensure ongoing regulatory readiness and risk mitigation across financial

Qualifications

• Bachelor's degree in Finance, Law, Economics, or related field required.
• Professional certifications such as Series 7, 24, or 57 preferred.
• 7–10+ years of compliance experience in financial services.

Responsabilités

• Lead major compliance projects such as market access and regulatory remediation
• Manage project timelines, resources, and stakeholder expectations
• Own compliance responsibilities for assigned regions and regulatory domains
• Oversee regulatory reporting requirements including transaction and position reporting
• Manage regulatory examinations and inquiries
• Serve as compliance point of contact for assigned business areas

Connaissances

Regulatory compliance

Project management

Stakeholder management

Financial services knowledge

Formation

Bachelor's degree in Finance, Law, Economics, or related field

Certifications: Series 7, 24, or 57

Description du poste

Responsibilities

• Lead major compliance projects such as market access and regulatory remediation
• Manage project timelines, resources, and stakeholder expectations
• Own compliance responsibilities for assigned regions and regulatory domains
• Oversee regulatory reporting requirements including transaction and position reporting
• Manage regulatory examinations and inquiries
• Serve as compliance point of contact for assigned business areas

Requirements

• Bachelor's degree in Finance, Law, Economics, or related field
• Relevant professional certifications such as Series 7, 24, or 57
• 7-10+ years of compliance experience in financial services