Senior Compliance Lead - Private Credit & Funds

Larson Maddox; Alpharetta (GA); On-site; USD 140,000 - 190,000; Full time

Job summary

Larson Maddox in Alpharetta, GA seeks a Compliance professional to strengthen its regulatory framework during a period of growth. The role involves partnering with senior leadership to oversee compliance across private credit, fund operations, investor communications, governance and regulatory reporting.

The ideal candidate has strong knowledge of the Investment Advisers Act and private fund regulations, with experience supporting SEC examinations and Form ADV/Form PF programs.

Qualifications

• 5-10 years of compliance experience in private credit or private fund management.
• Strong knowledge of the Investment Advisers Act of 1940 and private fund regs.
• Experience supporting SEC examinations, audits and filings.
• Background with Form ADV, Form PF, and adviser compliance programs.
• Experience developing compliance monitoring, testing and risk assessment programs.

Responsibilities

• Oversee compliance across private investment strategies, fund operations, investor communications, governance and regulatory reporting.
• Partner with senior leadership to balance regulatory requirements with business objectives.
• Review marketing materials, investor disclosures and third-party service provider oversight.
• Support multi-jurisdictional regulatory frameworks and third-party oversight.

Skills

Regulatory expertise

Private credit knowledge

SEC examinations

Form ADV/Form PF

Monitoring & testing programs

Governance & disclosures

Cross-functional collaboration

Written communication

Education

Bachelor's degree

JD / MBA / CFA / CRCP

Job description

Larson Maddox in Alpharetta, GA seeks a Compliance professional to strengthen its regulatory framework during a period of growth. The role involves partnering with senior leadership to oversee compliance across private credit, fund operations, investor communications, governance and regulatory reporting.

The ideal candidate has strong knowledge of the Investment Advisers Act and private fund regulations, with experience supporting SEC examinations and Form ADV/Form PF programs.