Senior Compliance Associate - Private Funds

Larson Maddox; United States; Remote; USD 160,000 - 190,000; Full time

Job summary

An established industry player is seeking a Senior Compliance Associate - Private Funds to join their dynamic team. This remote role offers a unique opportunity to leverage your regulatory knowledge and analytical skills in a fast-paced environment. You will be pivotal in ensuring that marketing materials comply with SEC guidelines and industry standards. Bring your attention to detail and experience to oversee comprehensive reviews and prepare for SEC examinations. If you are passionate about maintaining integrity in finance and want to make a meaningful impact, this position is for you!

Qualifications

• 5+ years of experience navigating compliance landscapes effectively.
• Bachelor's degree required; private fund experience preferred.

Responsibilities

• Oversee reviews of marketing materials against regulatory requirements.
• Ensure compliance with Code of Ethics and prepare for SEC examinations.

Skills

Regulatory Knowledge

Analytical Skills

Attention to Detail

Compliance Management

Education

Bachelor's Degree

Job description

Senior Compliance Associate - Private Funds

This range is provided by Larson Maddox. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$160,000.00/yr - $190,000.00/yr

Are you ready to take the next step in your compliance career? Our client, a boutique compliance consulting firm, is searching for a seasoned Senior Compliance Associate - Private Funds who possesses an analytical mind and strong regulatory knowledge within the financial services sector. This is an incredible opportunity to join a dynamic team that plays a vital role in ensuring marketing materials adhere to SEC guidelines and industry standards.

The Senior Compliance Associate - Private Funds will be responsible for:

• Oversee comprehensive reviews of marketing decks against regulatory requirements.
• Ensure compliance with Code of Ethics and add updates to compliance manuals on an as needed basis.
• Spearhead preparations for SEC examinations with meticulous attention.
• Ensure all promotional content aligns perfectly with legal frameworks before public release.
• Apply your keen eye for detail when examining various forms of advertising material, guaranteeing they meet stringent regulations prior to distribution.
• Your experience will be pivotal as our frontline defense during rigorous Securities Exchange Commission exams.

The Senior Compliance Associate - Private Funds should have the following qualifications:

• A bachelor's degree is required.
• Private fund experience preferred.
• At least 5 years of hands-on experience equips you not only with theoretical insights but also practical know-how needed while navigating through multifaceted compliances landscapes efficiently.

This remote position beckons those eager to utilize their expertise from anywhere across America, promoting adherence and leading best practices within one of today’s most fast-paced industries. If this sounds like where your passion meets purpose—we want you on board!

Join us at the forefront of maintaining integrity in finance; submit your application for the Senior Compliance Associate - Private Funds now!

Seniority level

Associate

Employment type

Full-time

Job function

Legal