Senior Compliance Analyst: Risk, Filings & Training Lead

Kids for the Future; Covington (KY); On-site; USD 90,000 - 140,000; Full time

Job summary

MCF is seeking a Sr. Compliance Analyst in Covington, KY to implement and monitor a risk-based compliance program. You will work with leadership to ensure adherence to regulatory requirements and internal policies, playing a key role in testing, filings, and materials reviews.

The role emphasizes regulatory examinations support, policy updates, and a culture of ethics and integrity across the firm.

Qualifications

• Bachelor’s degree in finance, business, accounting, law, or related field.
• 4–7 years in investment adviser compliance or related regulatory role preferred.
• Experience supporting an SEC-registered investment adviser preferred.

Responsibilities

• Execute compliance testing, monitoring, and risk assessment programs.
• Support regulatory filings including Form ADV and disclosures.
• Review marketing materials for SEC compliance and maintain records.
• Assist with regulatory examinations, inquiries, and remediation tracking.
• Provide training support and foster a culture of compliance.

Skills

Regulatory expertise

Communication

Analytical thinking

Technical proficiency

Organization & detail

Professional integrity

Growth mindset

Certifications (preferred)

Education

Bachelor’s degree in finance/business/accounting/law

Tools

CRM systems

Document management systems

Job description

MCF is seeking a Sr. Compliance Analyst in Covington, KY to implement and monitor a risk-based compliance program. You will work with leadership to ensure adherence to regulatory requirements and internal policies, playing a key role in testing, filings, and materials reviews.

The role emphasizes regulatory examinations support, policy updates, and a culture of ethics and integrity across the firm.