Senior Compliance Analyst — NY Branch

SEB; New York (NY); On-site; USD 100,000 - 120,000; Full time

Job summary

SEB in New York seeks a Senior Analyst, Compliance Officer to join the Compliance department for the New York Branch and SEBSI. The role focuses on day-to-day compliance activities, monitoring, reviews, and policy maintenance across entities.

Ideal candidates hold a bachelor’s degree with 2+ years in banking compliance, BSA/AML, OFAC, and due diligence; CAMS is preferred, and FINRA licensing may be pursued. $100,000–$120,000 annually.

Qualifications

• Bachelor’s degree required or equivalent.
• 2+ years of relevant compliance, regulatory, audit or risk experience.
• Experience with BSA/AML, OFAC, and customer due diligence.
• CAMS or similar certification preferred.
• FINRA licenses (7, 24, SIE) may be pursued.

Responsibilities

• Execute risk-based compliance monitoring and testing; document conclusions.
• Perform transaction monitoring and surveillance; escalate exceptions.
• Manage customer onboarding, risk rating and periodic reviews.
• Support AML/BSA and OFAC controls; assist regulatory reporting.
• Conduct employee compliance reviews and brokerage account reviews.
• Support SEBSI broker-dealer compliance activities and records.
• Maintain access, calendars, and evidence repositories; flag risks.
• Draft policies, procedures and regulatory responses for review.
• Prepare compliance updates and reporting with timely data.
• Coordinate with Front Office, Legal, IT, and assurance functions.

Skills

BSA/AML

OFAC sanctions

CDD onboarding

Data analysis

Policy drafting

Microsoft Office

Education

Bachelor's degree

Tools

Microsoft Office

Compliance systems

Job description

SEB in New York seeks a Senior Analyst, Compliance Officer to join the Compliance department for the New York Branch and SEBSI. The role focuses on day-to-day compliance activities, monitoring, reviews, and policy maintenance across entities.

Ideal candidates hold a bachelor’s degree with 2+ years in banking compliance, BSA/AML, OFAC, and due diligence; CAMS is preferred, and FINRA licensing may be pursued. $100,000–$120,000 annually.