Senior Compliance Advisor - Retirement Plans

Fidelity Investments Inc.; Merrimack (NH); Presencial; USD 120.000 - 160.000; Jornada completa

Descripción de la vacante

Fidelity Investments Inc. seeks a Senior Compliance Advisor to support the Workplace Investing Compliance program for managed record-keeper services.

You will help ensure adherence to ERISA, IRS, and DOL guidance while driving process improvements and risk mitigation across multiple initiatives. The role requires strong analytical skills, attention to detail, and the ability to influence across Product, Legal, Risk, and Operations teams.

Formación

• Experience in retirement plan operations, compliance, project management, risk management, or a related control function.
• Solid understanding of retirement plan compliance requirements and regulatory rules and agencies including ERISA, Department of Labor, IRS, etc.
• Experience supporting workplace retirement products or services, including defined contribution, defined benefit, non-qualified, tax-exempt, pooled employer plan, or directed record-keeper services.
• Experience reviewing, updating, or maintaining compliance policies, procedures, process documentation, controls, job aids, or playbooks.
• Program or project management experience, including coordinating work across organizational lines and driving open items to conclusion.

Responsabilidades

• Provide compliance guidance to product teams throughout the product and service lifecycle, including opining on requirements and governance.
• Review and approve internal and external materials for compliance.
• Identify regulatory compliance risks and translate requirements into practical recommendations for business partners.
• Develop improved reporting and drive visibility and measurement of compliance program effectiveness.

Conocimientos

Regulatory knowledge

ERISA knowledge

Risk management

Project management

Policy development

Analytical thinking

Stakeholder management

Communication skills

Attention to detail

Cross-functional collaboration

Educación

Bachelor's degree

Herramientas

Microsoft Office

SharePoint

Descripción del empleo

Fidelity Investments Inc. seeks a Senior Compliance Advisor to support the Workplace Investing Compliance program for managed record-keeper services.

You will help ensure adherence to ERISA, IRS, and DOL guidance while driving process improvements and risk mitigation across multiple initiatives. The role requires strong analytical skills, attention to detail, and the ability to influence across Product, Legal, Risk, and Operations teams.