Senior Auditor - Financial Services & Internal Controls

Bank of the Orient; Millbrae (CA); Vor Ort; USD 90.000 - 130.000; Vollzeit

Zusammenfassung

Bank of the Orient, an independent Asian Community Bank serving Bay Area communities for over 55 years, is seeking a Senior Auditor to join our auditing team. The role involves conducting internal audits of branches and departments, preparing reports, and identifying major risks with recommendations to improve controls.

Education and experience include a Bachelor's degree in Accounting/Finance and at least 2 years in financial services auditing, with strong analytical skills and familiarity with

Qualifikationen

• Bachelor’s degree in Accounting, Business, Finance or related field.
• Minimum 2 years of audit experience in financial services.
• Strong auditing and analytical skills.
• Working knowledge of IIA auditing standards.

Aufgaben

• Demonstrates quality customer service with internal and external partners and auditees.
• Conducts operational, financial, and regulatory audits of branches, administrative departments, and other functions per the audit schedule.
• Evaluates operating procedures to ensure the adequacy and effective functioning of internal controls.
• Perform moderate to high-complexity audit work with limited supervision.
• Identify key risks across end-to-end processes and develop risk-based audit scopes and test plans.
• Document, validate and assess the design and operating effectiveness of the clients’ internal control system.
• Identify and communicate suggested improvements to client internal controls and procedures to reduce risk.
• Support department-wide projects and initiatives to enhance Internal Audit methodologies, tools, and assurance capabilities.
• Stay current on emerging audit standards, regulatory changes, and industry trends.
• Conduct exit review of audit findings with branch/department manager.
• Performs audit methods and procedures as required by Internal Audit policy, regulations, or professional standards of the Institute of Internal Auditors.
• Assists outside auditors in year-end financial statement audit; assists outside regulators in their examinations as required.
• Maintains comprehensive knowledge of business areas of Bank and utilizes that knowledge to revise/develop accurate in-depth internal audit programs.
• Prepares written reports on findings that are objective, clear, concise, constructive, and timely.
• Monitors management action plans and updates the audit finding tracking system.
• Gathers data, prepares reports, provides factual and background information and cooperates with regulatory examiners.
• Works with third-party vendor auditors to ensure outsourced audits of bank departments and functions are adequately examined
• Address and clear audit findings in a prompt manner.
• Actively participates in any required Bank training satisfactorily and completes assigned training in a timely manner.

Kenntnisse

Auditing

Regulatory knowledge

Analytical skills

IIA standards

Ausbildung

Bachelor's degree

Jobbeschreibung

Bank of the Orient, an independent Asian Community Bank serving Bay Area communities for over 55 years, is seeking a Senior Auditor to join our auditing team. The role involves conducting internal audits of branches and departments, preparing reports, and identifying major risks with recommendations to improve controls.

Education and experience include a Bachelor's degree in Accounting/Finance and at least 2 years in financial services auditing, with strong analytical skills and familiarity with