Senior Auditor - Controls & Compliance Specialist

TD Bank Group; Charlotte (NC); On-site; USD 65,000 - 97,000; Full time

Job summary

TD Bank in Mount Laurel, New Jersey, is seeking an experienced audit professional to join our Audit team. The role provides guidance and assistance to the function supported and performs end-to-end audit tasks in line with established standards.

Applicants should have an undergraduate degree and 3+ years of relevant experience, with the ability to test controls, coordinate stakeholder communications, review internal controls, and share findings with management while handling confidential

Qualifications

• Undergraduate degree required.
• 3+ years of relevant experience.
• Requires sound audit or business conceptual knowledge.

Responsibilities

• Conducts audit work based on established audit plans and executes the audit in accordance with established standards ensuring completion.
• Executes testing of controls such as but not limited to walkthroughs (documentation), test scripts (development and execution), and issue identification.
• Helps coordinate communication with the stakeholders throughout the audit process.
• Supports the team in reviewing internal controls and sharing findings and suggestions with both the stakeholders and audit leadership.
• Executes follow-up of findings raised from regulatory and internal divisional audits in accordance with firm policy.
• Provides input to audit projects/initiatives as a representative for area of specialization.

Skills

Audit knowledge

Confidentiality

Education

Undergraduate degree

Job description

TD Bank in Mount Laurel, New Jersey, is seeking an experienced audit professional to join our Audit team. The role provides guidance and assistance to the function supported and performs end-to-end audit tasks in line with established standards.

Applicants should have an undergraduate degree and 3+ years of relevant experience, with the ability to test controls, coordinate stakeholder communications, review internal controls, and share findings with management while handling confidential