Senior Auditor

JCW Group; United States; On-site; USD 80,000 - 110,000; Full time

Job summary

A financial services recruitment firm is seeking a Senior Auditor to lead audits across various U.S. operations. The role requires 3–6 years of relevant experience and involves planning and executing audits, assessing internal controls, and providing recommendations. Candidates should possess strong communication skills and relevant certifications like CPA or CIA. This full-time position offers the opportunity to collaborate with business leaders in a fast-paced environment and support junior staff development.

Qualifications

• 3–6 years of internal audit or public accounting experience, preferably in investment management.
• Experience conducting audits across front office functions and investment operations.
• Familiarity with SEC, FINRA, and regulatory frameworks relevant to investment management.

Responsibilities

• Independently plan and execute risk-based audits across various functions.
• Prepare audit findings and recommendations for senior leadership.
• Support the development of junior audit staff in a collaborative environment.

Skills

Internal audit experience

Regulatory compliance knowledge

Analytical skills

Stakeholder management

Strong communication skills

Education

CPA, CIA, or relevant certifications

Job description

Direct message the job poster from JCW Group

JCW is partnering with a boutique investment management firm seeking a Senior Auditor to independently lead and execute a diverse portfolio of audits across U.S. operations. This role provides exposure to a wide range of audits, including investment operations, front office trading, regulatory compliance, operational processes, and alternative or digital assets.

Key Responsibilities

• Independently plan and execute risk-based audits across front office, investment operations, compliance, operational processes, and technology.
• Assess the design and effectiveness of internal controls and risk management frameworks.
• Prepare audit findings and actionable recommendations for senior leadership.
• Collaborate with business leaders and global audit teams to ensure audit activities align with organizational priorities and regulatory requirements.
• Support the development of junior audit staff and contribute to a high-performing, collaborative team environment.

Ideal Candidate Profile

• 3–6 years of internal audit or public accounting experience, preferably within investment management or financial services.
• Experience conducting audits across front office functions, investment operations, compliance, and operational processes.
• Familiarity with regulatory frameworks relevant to investment management, including SEC, FINRA, and other applicable standards.
• Exposure to alternative investments, digital assets, or complex financial instruments is a plus.
• Strong communication, analytical, and stakeholder management skills.
• CPA, CIA, or other relevant professional certifications preferred.

Tom Meberg works with Audit Professionals for leading companies across the country. For more information, please reach Tom at [e-mail]

Equal Opportunity Statement:

We aim to be an equal opportunity recruiter, ensuring that no applicant receives less favorable treatment on the grounds of gender, age, disability, religion, belief, sexual orientation, marital status, or race, or is disadvantaged by conditions or requirements

Seniority Level

Mid-Senior level

Employment Type

Full-time

Job Function

Accounting/Auditing

Industries

Financial Services, Investment Management, and Investment Banking