Senior Associate, Global Adviser Compliance Leader

PIMCO Europe Ltd.; Newport Beach (CA); Presencial; USD 100.000 - 113.000; Jornada completa

Descripción de la vacante

PIMCO Europe Ltd. is seeking a Senior Associate to support and enhance the U.S. adviser compliance program within a global Legal & Compliance team.

The role focuses on policy development, governance, risk assessments, testing, and training across accounts, funds, and private funds. The successful candidate will contribute to risk-based testing, ensure regulatory alignment, and drive continuous program improvements while collaborating with cross-functional colleagues in a fast-paced, global

Formación

• Bachelor's degree in Business Administration/Management, Finance, Accounting, Legal studies, or related discipline.
• Demonstrated compliance experience within a sophisticated investment management environment.
• Strong knowledge of U.S. regulatory requirements applicable to investment managers.

Responsabilidades

• Support the global adviser compliance program across separate accounts, registered funds, and alternatives/private funds by contributing to policies, procedures, training, and monitoring activities.
• Draft, review, and enhance compliance policies and procedures, ensuring alignment with regulatory requirements and best practices.
• Identify and implement process improvements, including leveraging technology to increase efficiency and reduce risk.

Conocimientos

Compliance experience

US regulatory knowledge

Analytical mindset

Communication skills

Self-starter

Team collaboration

Integrity

Organizational skills

Adaptability

Client service mindset

Educación

Bachelor’s degree in related discipline

Descripción del empleo

PIMCO Europe Ltd. is seeking a Senior Associate to support and enhance the U.S. adviser compliance program within a global Legal & Compliance team.

The role focuses on policy development, governance, risk assessments, testing, and training across accounts, funds, and private funds. The successful candidate will contribute to risk-based testing, ensure regulatory alignment, and drive continuous program improvements while collaborating with cross-functional colleagues in a fast-paced, global