Senior AML Investigator — Complex Securities Investigations

Financial Industry Regulatory Authority, Inc.

Rockville (MD)

Ibrido

USD 112.000 - 203.000

Tempo pieno

5 giorni fa

Candidati tra i primi

Aumenta le possibilità di ricevere una risposta da questo datore di lavoro

Il tuo curriculum e una lettera di presentazione personalizzati, che corrispondono esattamente a ciò che sta cercando.

Supera i filtri ATS

Vantaggi offerti da questo lavoro

Health insurance

401(k) with company match

Tuition reimbursement

Commuter benefits

Paid time off

Descrizione del lavoro

FINRA is seeking a Principal Investigator to independently lead high-risk money laundering investigations within the securities industry. You will develop risk-based investigative strategies, gather and analyze evidence, and produce thorough, well-documented findings for regulatory outcomes.

Under limited supervision, you will mentor staff, collaborate with Enforcement and cross-functional partners, and stay current on AML typologies and regulatory developments while delivering clear testimony

Competenze

Bachelor’s degree in Accounting/Finance/Economics/Business Administration or related field.
Advanced degree (MBA/JD) or professional certification preferred.
Minimum of seven (7) years of progressive experience in securities or financial regulatory industry.

Mansioni

Lead and conduct money laundering investigations of high risk/complex matters.
Develop complete factual records through evidence gathering and testimony.
Perform advanced data analysis using established methodologies.
Collaborate with Enforcement and cross-functional partners to ensure evidence supports charges.
Document and communicate findings through clear written reports and testimony when required.
Identify emerging money laundering trends and elevate matters needing reprioritization.
Serve as a knowledge resource on AML trends for teams across Investigations, Examinations, Risk and Enforcement.
Mentor and support junior investigators in techniques and processes.