SEC Regulatory Matters -Senior Associate

Grant Thornton; Charlotte (NC); On-site; USD 65,000 - 85,000; Full time

Job summary

A leading accounting and consulting firm is seeking a Senior Associate in Charlotte, NC to support SEC filings and PCAOB reporting. Responsibilities include tracking audit reports, reviewing PCAOB forms, and liaising with internal teams. Candidates should have a Bachelor’s degree and proficiency in MS Office. Strong analytical and communication skills are essential. The firm values diversity and equal opportunity in hiring.

Qualifications

• Bachelor’s degree preferred.
• Proficient in MS Office Suite is required.
• Excellent organizational, analytical, written and oral communication skills.

Responsibilities

• Track audit reports and client-related alerts.
• Review PCAOB forms and reports using the Firm’s tools.
• Liaise with other firm groups for reporting execution.
• Assist with Quality & Monitoring Remediation efforts.

Skills

Proficient in MS Office Suite

Analytical skills

Excellent written and oral communication

Strong teamwork

Attention to detail

Ability to work independently

Project management experience

Education

Bachelor’s degree

Tools

Smartsheet

Job description

SEC Regulatory Matters – Senior Associate

Job Description: As a Senior Associate in the SEC Regulatory Matters Group, you will expand your knowledge about SEC filings and assist the firm with fulfilling its PCAOB reporting obligations.

Responsibilities:

• Track audit reports and consents issued by the Grant Thornton LLP or any other GTIL member firms and monitor client-related alerts
• Track issuer audit clients won/lost from client-related alerts
• PCAOB reporting - Review PCAOB forms and reports using the Firm’s tools; track forms filed with the PCAOB; cross-check filings with external databases; lead auditor tenure tracking
• Liaise with other firm groups (legal, P&C, other professional practice groups, etc.) in execution of PCAOB and related reporting
• Support foreign registration reporting activities
• Draft AQR communications and proofread thought leadership publications
• Assist with the Quality & Monitoring Remediation efforts including updating process documentation and providing materials for testing
• Work with audit engagement teams regarding use of other accounting firms, including providing professional reputation and standing information, and tracking the use of other firms
• Maintain SharePoint sites and internal databases
• Monitor internal mailboxes
• Coordinate cross-border filing reviews, process billing for such engagements, and monitor accounts receivable
• Supervise SEC Regulatory Matters paraprofessional in initial work around above topics
• Other duties, as assigned

Requirements:

• Bachelor’s degree preferred
• Proficient in MS Office Suite
• Proficient with Smartsheet preferred
• Excellent organizational, analytical, written and oral communication and interpersonal skills
• Strong teamwork and attention to detail
• Ability to work independently
• Project management experience
• Ability to handle confidential information

We are an equal opportunity employer and welcome applications from diverse candidates. It is the policy of Grant Thornton to promote equal employment opportunities. All personnel decisions are made without regard to race, color, religion, national origin, sex, age, marital or civil union status, pregnancy or pregnancy-related condition, sexual orientation, gender identity or expression, citizenship status, veteran status, disability, handicap, genetic predisposition or any other characteristic protected by applicable federal, state, or local law.