Risk Assessment Project Manager

Shulman Fleming & Partners; New York (NY); Hybrid; USD 157,500 - 192,500; Full time

Job summary

A financial services company based in New York is seeking a Mid-Senior level IT Compliance Analyst. The role requires local candidates due to a hybrid schedule, requiring at least three days onsite. Candidates must possess a strong background in IT compliance, business analysis, and project management, along with skills in SQL and Power BI. You will work within the KYC onboarding group, ensuring regulatory alignment and effective data management to support compliance risk assessments.

Qualifications

• Strong background in IT compliance, business analysis, and project management.
• Deep knowledge of regulatory requirements and brokerage industry standards.
• Experience with compliance tech solutions and reporting mockup design tools.

Responsibilities

• Develop and enhance the risk assessment process.
• Drive the implementation of technical capabilities for risk assessments.
• Ensure consistent reporting across compliance domains.

Skills

IT compliance

business analysis

project management

analytical skills

problem-solving

communication skills

SQL

Power BI

Tools

regulatory reporting systems

case management tools

Job description

MUST be local to NYC Hybrid Schedule at least 3 days onsite

Salary: up to $175k

No Sponsorship Available

To qualify you must have a strong background in IT compliance, business analysis, and project management, with a deep knowledge of regulatory requirements and brokerage industry standards. Excellent analytical, problem-solving, and communication skills are essential.

You will be working in the KYC onboarding group, bridging business needs and IT solutions within the compliance field. This role involves analyzing requirements, designing technology solutions, and ensuring effective implementation to achieve a strategic state for AFC and Compliance Risk Assessments. You will collaborate with stakeholders to gather requirements, define project scope, and ensure regulatory alignment.

Responsibilities

• Develop and enhance the risk assessment process, including determining inherent risk, control effectiveness, and calculating residual risk.
• Drive the implementation of technical capabilities in support of the risk assessment process based on automated data sources, a controlled model execution environment, and analytics.
• Work across all compliance domains to ensure consistent reporting and build new capabilities.

Qualifications

• Proficiency in compliance tech solutions, regulatory reporting systems, and case management tools.
• Required: SQL, Power BI, and reporting mockup design tools. Programming languages and database management are a plus.
• In-depth understanding of AML, sanctions screening, restricted data, employee trading monitoring, electronic communication surveillance, and regulatory reporting standards.

Seniority Level

Mid‑Senior level

Employment Type

Full‑time

Job Function

Information Technology, Project Management, and Other

Industries

Banking, Financial Services, and Capital Markets