Risk and Controls/WSP

Motion Recruitment; New York (NY); Hybrid; USD 150,000 - 200,000; Full time

Job summary

An outstanding long-term contract opportunity awaits you with a well-known financial services company in New York. As a Risk and Controls Analyst, you'll engage with internal tools to enhance supervisory procedures and ensure compliance with trade regulations. This role offers the chance to work alongside some of the brightest minds in the industry, contributing to a company that has been a leader for over 150 years. If you are passionate about risk management and eager to make a difference in a dynamic environment, this is the perfect opportunity for you.

Benefits

Medical insurance

Vision insurance

401(k)

Qualifications

• Experience in auditing and validating written supervisory procedures.
• Strong analytical skills to identify gaps in control effectiveness.

Responsibilities

• Support CIB Supervisory Framework and perform QA of processes.
• Execute control activities and communicate with business counterparts.

Skills

Experience with WSP's

Ability to audit controls and processes

Risk/control evaluation

Q&A process testing

Understanding of trade regulations

Job description

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This range is provided by Motion Recruitment. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$70.00/hr - $80.00/hr

Outstanding long-term contract opportunity! A well-known Financial Services Company is looking for a Risk and Controls Analyst/WSP in New York, NY (Hybrid).

Work with the brightest minds at one of the largest financial institutions in the world. This is a long-term contract opportunity that includes a competitive benefit package! Our client has been around for over 150 years and is continuously innovating in today's digital age. If you want to work for a company that is not only a household name, but also truly cares about satisfying customers' financial needs and helping people succeed financially, apply today.

JOB ID 188365-1 w-2 only

Location: NYC, NY 500 W 33rd St-110832 (hybrid)

Term: 6 months + with extension or FTE conversion

PROJECT DETAILS

This contractor will be auditing, testing and validating the process/execution of written supervisory procedures (WSP's). This individual will need to leverage internal tools to create a mini-audit system to identify and house the controls and escalation flows once an WSP is triggered to ensure it's effectiveness.

DUTIES

- Support CIB Supervisory Framework

- Perform QA of processes defined in Written Supervisory Procedures (WSPs)

- Identify opportunities to harmonize supervisor processes

- Define requirements to enhance evidencing of supervisory process

- Perform analysis of required data components for control activities to automate where feasible

- Execute control activities in BAU and partner with business counterparts to escalate identified exceptions

- Communicate and train employees for new and/or enhanced related controls

- Maintain supervision standards, procedures, standards

- Assist with development and BAU execution of controls testing

- Partner with 2LoD Compliance to review Market Conduct and Supervision related procedures

- Generate ad-hoc reports and materials to communicate control outcomes and other key metrics

TOP SKILLS

- Experience with WSP's (written supervisory procedures)

- Ability to audit controls and processes (analyzing gaps in effectiveness)

- Risk/control evaluation

- Q&A process testing

- Understanding of trade regulations

DESIRED SKILLS (NOT REQUIRED)

- Middle office experience – understanding of the business and trading products (desired but not required

- Consulting

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Contract

Job function

• Job function

  Consulting, Finance, and Quality Assurance

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Inferred from the description for this job

Medical insurance

Vision insurance

401(k)

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