Risk and Controls Lead (contract)

BNY; Pittsburgh (Allegheny County); Hybrid; USD 66.000 - 83.000; Teilzeit

Benefits dieser Stelle

Medical benefits

Dental benefits

Vision benefits

Retirement benefits

Zusammenfassung

BNY is seeking a Risk and Controls Lead to drive SOX and ICFR workstreams, performing risk assessments, walkthroughs, testing, and documentation refresh. This 4-month contract role is based in Pittsburgh with a hybrid schedule requiring 4 days in the office.

You will coordinate with control owners, Finance, Technology, and business partners, manage testing evidence, and support auditors. Strong SOX/ICFR experience and communication are essential.

Qualifikationen

• 5+ years of experience in SOX testing, internal audit, external audit, finance controls, controllership, or risk and controls roles.
• Strong understanding of SOX, ICFR, internal controls, and financial reporting processes.
• Experience conducting controls testing, leading walkthroughs, documenting processes, evaluating exceptions, and producing high-quality working papers.
• Strong auditing background with the ability to independently execute testing.
• Ability to manage multiple workstreams and deadlines with strong analytical skills.
• Excellent written and verbal communication across stakeholders.

Aufgaben

• SOX / ICFR Workstream Ownership: End-to-end delivery of SOX and ICFR reviews, planning, testing, and reporting.
• Risk Assessment & Control Identification: Identify significant processes, key controls, and changes impacting financial reporting risk.
• Controls Testing: Evaluate design and operating effectiveness of key SOX controls through evidence review.
• Documentation Management: Refresh narratives, risk/control matrices, flowcharts, and inventories.
• Stakeholder Coordination: Schedule walkthroughs, obtain evidence, resolve questions, and complete testing on time.
• Issue Management & Remediation: Identify gaps, assess impact, plan remediation, validate actions.
• Audit Partnership: Liaise with internal/external auditors with clear communication.
• Management Reporting: Provide updates on progress, risks, and remediation status.
• Team Support & Coaching: Guide junior team members on testing methods and documentation.

Kenntnisse

SOX testing

Internal audit

External audit

Finance controls

Risk management

Written communication

Stakeholder management

Analytical skills

Excel

Ausbildung

Bachelor's degree in Accounting/Finance/Business

Tools

Microsoft Office

Excel

Jobbeschreibung

At BNY, our culture allows us to run our company better and enables you to grow and succeed. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

Recognized as a top destination for innovators and champions of inclusion, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is all about. Join us and be part of something extraordinary.

Job Summary

We are seeking a Risk and Controls Lead to support execution of key workstreams within the SOX and ICFR program. This role is responsible for leading assigned reviews end-to-end, including risk assessments, walkthroughs, controls testing, documentation refresh, issue tracking, and stakeholder coordination.

This is a 4-month contract opportunity with potential for longer-term consideration based on business need and performance. The role follows a hybrid schedule with a 4-day in-office requirement in Pittsburgh, PA.

Key Responsibilities

• SOX / ICFR Workstream Ownership: Own end-to-end delivery of assigned SOX and ICFR reviews, including planning, walkthroughs, testing, issue tracking, and reporting against program milestones
• Risk Assessment & Control Identification: Perform and coordinate risk assessments to identify significant processes, key controls, and changes in systems, products, or business activities impacting financial reporting risk
• Controls Testing: Evaluate the design and operating effectiveness of key SOX manual controls through evidence review, exception analysis, and clear documentation of conclusions
• Documentation Management: Lead refreshes of narratives, risk and control matrices, flowcharts, and control inventories to ensure documentation remains current, complete, and audit ready
• Stakeholder Coordination: Work closely with control owners, Finance, Technology, and business partners to schedule walkthroughs, obtain evidence, resolve questions, and complete testing on time
• Issue Management & Remediation: Identify control gaps or weaknesses, assess potential impact, support remediation planning, and validate corrective actions
• Audit Partnership: Serve as a key liaison for internal and external auditors, providing high-quality support and clear communication throughout the audit lifecycle
• Management Reporting: Prepare concise updates on progress, risks, issues, and remediation status, escalating matters where appropriate
• Team Support & Coaching: Provide day-to-day guidance to junior team members on testing methodology, documentation standards, and stakeholder engagement

Qualifications

• 5+ years of experience in SOX testing, internal audit, external audit, finance controls, controllership, or risk and controls roles
• Strong understanding of SOX, ICFR, internal controls, and financial reporting processes in a regulated environment
• Proven experience conducting controls testing, leading walkthroughs, documenting processes, evaluating exceptions, and producing high-quality working papers
• Strong auditing background with the ability to independently execute testing once shown the process
• Ability to manage multiple workstreams and deadlines with strong analytical, organizational, and execution skills
• Strong written and verbal communication skills, with the ability to work effectively across multiple stakeholder groups and levels of seniority
• Bachelor’s degree in Accounting, Finance, Business, or a related field
• Proficiency with Microsoft Office, especially Excel

Preferred Experience

• Experience in banking or financial services
• Knowledge of automated controls, system reports, interfaces, spreadsheets/end-user computing, and related IT control dependencies
• Familiarity with enterprise controls frameworks such as COSO
• Professional qualification such as CA, CPA, ACCA, ACA, CIA, CISA, or equivalent preferred
• Exposure to process improvement, automation opportunities, or control rationalization initiatives

Why Join Us

This is an opportunity to join a team focused on strengthening execution quality across critical SOX and ICFR reviews. You will work closely with experienced leaders and stakeholders across Finance, Technology, and audit functions while gaining exposure to key financial reporting controls in a regulated environment. The team is looking for someone who can quickly contribute, execute testing with discipline, and help elevate overall quality.

At BNY, our culture speaks for itself, check out the latest BNY news at:

BNY Newsroom

BNY LinkedIn

Here’s a few of our recent awards:

America’s Most Innovative Companies, Fortune, 2025

World’s Most Admired Companies, Fortune 2025

“Most Just Companies”, Just Capital and CNBC, 2025

Pay Rate Range

48 - 60 USD hourly

Benefits Information

• Optional benefits offering include medical, dental, vision and retirement benefits via Tundra Technical Solutions.