Risk and Compliance Officer (Insurance)

Brook Street; North Carolina; Remote; USD 70,000 - 90,000; Full time

Job summary

A growing client in the financial industry is seeking a Risk & Compliance Officer on a Full-Time, Permanent basis. This fully remote role involves onboarding Appointed Representatives, monitoring compliance processes, and supporting internal training. The ideal candidate should have experience in insurance, Acturis, and knowledge of FCA regulations. Attractive benefits include remote work and opportunities for progression.

Benefits

Remote working

Paid travel

Excellent company culture

Progression & development opportunities

Qualifications

• Insurance experience in a compliance-focused role.
• Familiarity with Acturis software.
• Understanding FCA regulations regarding Appointed Representatives.
• Experience in conducting audits is desirable.

Responsibilities

• Support the onboarding of Appointed Representatives.
• Monitor and oversee AR onboarding processes.
• Assist with internal training of staff.
• Involvement in compliance projects.
• Handle daily compliance tasks.

Skills

Insurance experience

Acturis experience

Knowledge of FCAs relating to ARs

Experience or knowledge of audits

Job description

Overview

Brook Street is working with a growing client that is seeking a Risk & Compliance Officer on a Full-Time, Permanent basis. This is a fully remote role with travel once per week to clients.

Responsibilities

• To support with onboarding of Appointed Representatives.
• To monitor, visit and oversee AR Onboarding.
• To assist with internal training.
• To be heavily involved in compliance projects.
• To assist with daily compliance tasks.

Knowledge, skills, abilities and experience

• Insurance experience
• Acturis experience
• Knowledge of FCAs relating to ARs
• Experience or knowledge of audits

Company Benefits

• Remote working
• Paid travel
• Excellent company culture
• Progression & development opportunities

Brook Street NMR is acting as an Employment Agency in relation to this vacancy.