Retirement Plan Advisor

Rkl Llp; York, Northern (York County, KY); Hybrid; USD 70,000 - 80,000; Full time

Benefits offered by this job

Health insurance

401(k) with employer match

Profit sharing

Paid time off

Professional development opportunities

Job summary

RKL Wealth Management seeks a Retirement Plan Advisor to partner with our wealth advisory team in delivering retirement and benefit services, including 401(k), 457, 403(b), Cash Balance, and investment management. You will lead due diligence and business development across the footprint from York, PA.

Ideal candidates bring 10+ years in investment or financial management with client interaction, FINRA Series 65 (or 7/66) or CFP/CFA, and ERISA knowledge.

Qualifications

• Bachelor's degree in Finance, Accounting, Economics, Business Management and/or related field.
• 10+ years in investment or financial management with client interaction.
• Licensing: FINRA Series 65; or 7 and 66; or CFA; or CFP.

Responsibilities

• Meet with clients and present retirement solutions with the wealth advisory team.
• Research industry trends and provide updates to clients and colleagues.
• Ensure plans are correctly implemented and funds align with due diligence reports.
• Develop leads and grow the retirement plan practice through referrals.
• Produce client and internal reports; educate plan trustees and participants.
• Travel as needed to client sites and meetings.

Skills

Strong communication

Analytical thinking

Project management

Discretion with confidential info

Meeting performance targets

Client needs listening

Adaptability

Education

Bachelor's degree in Finance/Economics/Related field

ERISA knowledge

FINRA Series 65

CFP/CFA

ASPPA certification

Tools

CRM tools

Microsoft Office Suite

Bloomberg

Charles Schwab

Tamarac

Job description

Retirement Plan Advisor page is loaded## Retirement Plan Advisorlocations: York, PA: Lancaster, PA: Mechanicsburg, PAtime type: Full timeposted on: Posted 3 Days Agojob requisition id: R1611The role of the Retirement Plan Advisor is to partner with the wealth advisory team in the provision of various retirement and benefit services, including but not limited to 401k, 457, 403B, Cash Balance, Investment Management etc. They are actively involved in leading due diligence best practices and business development initiatives across the footprint to meet firm goals.# Success Factors## Responsibilities* Conduct client meetings and present retirement solutions available alongside the wealth advisory team, including quarterly investment reviews* Proactively research industry trends and provide client and team members with relevant information to maintain client confidence and loyalty* Ensure Wealth Advisors are informed of what is included in a specific retirement plan and ensure funds are being replaced in accordance with the quarterly due diligence report* Further strengthen client relationships by anticipating needs, exceeding service expectations and following through on commitments* Conduct periodic plan review meetings with plan trustees, provide education and counseling to retirement plan participants, and work with the wealth advisory team to help grow the retirement plan practice* Develop leads, referrals from current clients and outside contacts, while increasing current accounts* Represent RKL Wealth Management process and investment philosophy to colleagues, clients and prospects* Produce various client and internal reports and trouble shoot challenges for plan sponsors* Responsible for the quarterly due diligence report and legal documentation review* Communicate across the RKL team on updates in the retirement plan arena and develop the communication and education strategy for assigned plans* Train and develop other retirement plan team members to build their expertise and ensure career success* Maintain confidentiality with external and client information as well as internal employee and firm information#### People Management/Relationships* Take initiative to be a team player (seek out opportunities to help others)* Treat everyone with respect; develop loyalty and trust with the team* Successfully adapt to different personalities and working styles* Proactively and effectively communicate information regarding status issues to team members* Hold self accountable for assigned work; seek continuous feedback to learn and develop in role; open to new ideas and suggestions# Required Skills* Strong communication skills, written and verbal, to effectively interface with all levels of firm management and staff; ability to communicate issues and conclusions* Analytical and data-driven individual with strong problem-solving skills* Solid project management skills including critical ability to coordinate and balance multiple projects in a time-sensitive and stressful environment* Ability to use sound judgement and discretion regarding confidential information* Drive to complete performance targets and track record of meeting/exceeding expectations* Ability to listen to client needs and provide financial solutions, with strong networking capabilities* Ability to shift focus and adapt to change# Education, Experience and Certifications* Bachelor's degree in Finance, Accounting, Economics, Business Management and/or related field* Knowledge and experience working with ERISA plans and ability to comprehend legal documentation* 10+ years' experience working in investment or financial management firm with client interaction* Current license or registration: FINRA Series 65; or 7 and 66 (combined and active within last two years); or CFA; or CFP* ASPPA certified, CFP a plus* Experience using CRM tools* Excellent knowledge Microsoft Office Suite (Word, Excel, PowerPoint, Outlook)* Previous experience with various investment tools a plus (e.g. Bloomberg, Charles Schwab, Tamarac etc)# Essential Functions* Must be able to remain in a stationary position as needed* The person in this position needs to occasionally move about inside the office and at client offices to access file cabinets, office machinery etc.* Constantly operates a computer and other office productivity machinery, such as a calculator, copy machine, and computer printer* Ability to communicate in a professional manner and exchange information with internal and external actors as needed* Ability to lift/carry up to 20 pounds* Ability to work outside of normal business hours and weekends as needed* Ability to travel to local and non-local clients as needed, overnight travel may be required* This job description is subject to change at any time and employee will be given additional responsibilities as assigned**Salary Range:**$70,000 - $80,000*Fostering a workplace culture that fulfills our team members both personally and professionally is central to the RKL mission. That's why we offer robust learning and development, diverse career paths and experiences, abundant community service opportunities and social, team-building activities.****Benefits You'll Receive:****RKL promotes a recognized culture of health and offers an extensive array of benefits to meet individual lifestyles, including but not limited to medical/dental/vision insurance, life insurance, flexible spending accounts for medical and dependent day care expenses and short-term/long-term disability. You'll also receive competitive paid time off to pursue your interests or rest and recharge, and a 401(k) with employer match and profit-sharing to invest in your future.**All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability or protected veteran status, or any other legally protected basis, in accordance with applicable law.**It is RKL's policy to make reasonable accommodation for qualified individuals with disabilities. Please contact our HR team at 717.394.5666 or* [e-mail] *if you are interested in applying and need assistance to submit your application, or if you are interested in a position and believe you may require a reasonable accommodation in order for you to perform its essential functions.*