Retail Compliance & Quality Assurance Analyst

Origin Bank; Houston (TX); On-site; USD 65,000 - 90,000; Full time

Job summary

Origin Bank is seeking a Retail Compliance and QC Analyst to establish and monitor deposit compliance and quality control processes, serving as the first line of defense to ensure regulatory compliance and effective risk management.

You will track regulatory requirements across federal, state, and local levels and collaborate with Compliance, Internal Audit, and Operational Risk teams to implement controls and improvements in the Deposit Origination and related processes.

Qualifications

• Expert knowledge of federal and state regulatory compliance and related laws.
• Experience in large/regional banks with CFPB oversight preferred.
• Ability to analyze deposit compliance and quality control processes.

Responsibilities

• Establish and monitor deposit compliance and quality control processes, including first line of defense management to ensure regulatory compliance and effective risk management.
• Track laws and regulations to ensure Retail unit complies with federal, state, and local requirements.
• Establish and maintain RCSA, KRIs, and KPIs to assess performance and identify risk.
• Provide compliance guidance to retail staff on regulations including FinCEN, BSA, privacy laws, and consumer-related laws.
• Collaborate with Compliance, Internal Audit, and Operational Risk teams.

Skills

Regulatory compliance

Quality control

Risk management

Regulatory knowledge

Education

Bachelor's degree

Job description

Origin Bank is seeking a Retail Compliance and QC Analyst to establish and monitor deposit compliance and quality control processes, serving as the first line of defense to ensure regulatory compliance and effective risk management.

You will track regulatory requirements across federal, state, and local levels and collaborate with Compliance, Internal Audit, and Operational Risk teams to implement controls and improvements in the Deposit Origination and related processes.