Retail Compliance & QC Analyst: Elevate Quality & Compliance

Origin Bank; Dallas (TX); On-site; USD 70,000 - 95,000; Full time

Job summary

Origin Bank is seeking a Retail Compliance and QC Analyst to establish and monitor deposit compliance and quality control processes, ensuring regulatory compliance and effective risk management across federal, state, and local requirements.

The role involves managing RCSA, KRIs, KPIs, and collaborating across Compliance, Internal Audit, and Operational Risk teams to drive timely, accurate reporting and remediation of findings.

Qualifications

• Expert level knowledge of federal and state regulatory compliance and related laws.
• Experience with CFPB oversight and supervision preferred.

Responsibilities

• Monitor the impact of new regulations or changes to existing regulations and general compliance issues.
• Oversee and coordinate efforts to monitor and maintain compliance with all federal and state regulations.
• Establish and maintain Risk and Controls Self-Assessment (RCSA) and compliance-centric KRIs and KPIs.
• Ensure retail compliance objectives are met and activities related to standards and legal regulations are tracked.
• Establish and maintain operating procedures and processes, including first line of defense monitoring.
• Collaborate with Regional Operations Managers to identify risks and implement control changes.
• Collaborate with Compliance Team, Internal Audit Team and Operational Risk Team.
• Provide guidance to retail staff on federal and state regulations including FinCEN, BSA, FCRA, FDIC, OFAC, Reg E, Reg V, privacy laws and Dodd-Frank.
• Collect and disseminate information related to compliance and other relevant subjects.
• Perform re-tests of findings due to audits.
• Assist at all levels of operations to complete projects on time and stay compliant with Origin Bank policies.
• Test and document all new policy releases on the Deposit Origination platform.

Education

Bachelor's degree (B.A.) from four-year College or University

Five to seven years of senior level compliance and quality control experience

Job description

Origin Bank is seeking a Retail Compliance and QC Analyst to establish and monitor deposit compliance and quality control processes, ensuring regulatory compliance and effective risk management across federal, state, and local requirements.

The role involves managing RCSA, KRIs, KPIs, and collaborating across Compliance, Internal Audit, and Operational Risk teams to drive timely, accurate reporting and remediation of findings.