Remote Wealth Management & Stock Plan Lead

Empower LLC; Northern (KY); Hybrid; USD 66,000 - 93,000; Full time

Benefits offered by this job

Medical Insurance

Dental Insurance

Vision Insurance

401(k) matching

Tuition reimbursement

Paid time off

Volunteer time

Parental leave

Job summary

Empower LLC is seeking a Lead Workplace Planning & Stock Plan Participants Services Associate for a remote nationwide role. The role involves handling complex escalated client calls, conducting Best Interest Profile supervisory reviews, and coaching wealth management associates to improve client conversations while ensuring regulatory compliance.

Requirements include a Bachelor's degree in finance and at least five years of wealth management experience, plus FINRA registrations (7, 24, 63, 65).

Qualifications

• Five years of wealth management experience.
• Ability to coach, train, and develop associates.
• Strong knowledge of wealth management and tax-exempt strategies.

Responsibilities

• Handle escalated client calls and provide timely resolutions.
• Coach and develop associates; provide training materials and job aids.
• Monitor calls for quality and regulatory compliance; participate in supervisory reviews.

Skills

Wealth management

Client escalation

Coaching

Education

Bachelor's degree in finance

Job description

Empower LLC is seeking a Lead Workplace Planning & Stock Plan Participants Services Associate for a remote nationwide role. The role involves handling complex escalated client calls, conducting Best Interest Profile supervisory reviews, and coaching wealth management associates to improve client conversations while ensuring regulatory compliance.

Requirements include a Bachelor's degree in finance and at least five years of wealth management experience, plus FINRA registrations (7, 24, 63, 65).