Remote Securities & Wealth-Management Compliance Auditor

AI Trainer Jobs

United States

Remote

USD 138,000 - 179,000

Part time

2 days ago

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Job summary

AI Trainer Jobs seeks a Securities & Wealth-Management Compliance / Supervisory Analyst for a remote review track evaluating AI outputs across wealth advisory workflows. Reviewers grade calculations, narrative reasoning, and policy adherence, flag issues, and document correct treatment for training.

You will audit AI-generated outputs against current standards, re-perform calculations, and capture the corrected workpapers for the modeling team.

Qualifications

Direct working experience with wealth advisory on real engagements, transactions, or audits for Securities & Wealth-Management Compliance / Supervisory Analyst work.
CPA, CFA, or ACA credentials; comparable credential or equivalent applied experience also works.
Comfort applying multi-page rubrics consistently across long batches.
Clear written reasoning that cites standards, regulations, or firm policy.
Reliable async availability for at least 10 hours per week.

Responsibilities

Review AI outputs against current wealth advisory standards, regulations, and firm policy for Securities & Wealth-Management Compliance / Supervisory Analyst assignments.
Re-perform calculations and flag rounding, classification, or treatment errors.
Tag compliance, reconciliation, and disclosure issues with structured severity scores.
Capture the corrected workpaper or narrative so the modeling team can train on it.