Remote Investment Advisor — Shape Clients’ Futures

Empower; Greenwood Village (CO); On-site; USD 55,000 - 76,000; Full time

Benefits offered by this job

Medical, dental, vision and life

401(k) retirement plan with matching

Tuition reimbursement

Paid time off and holidays

Volunteer time

BRGs and inclusive culture

Job summary

Empower is seeking an Investment Advisor to serve individual clients and brokerage customers within Empower’s taxable brokerage and IRA accounts. You will enroll new clients and conduct annual and mid-year reviews for existing clients, providing direct best-interest investment advice and executing trades for IRA and taxable accounts.

You will educate clients on advisory services and retirement planning options, and translate goals into actionable plans.

Qualifications

• Bachelor’s degree or equivalent work experience.
• 4+ years of financial customer service experience.
• Brokerage and mutual fund trading experience.
• FINRA Series 7 and Series 63 and 65, or Series 66, registrations.
• FINRA fingerprinting required.

Responsibilities

• Educate retail clients on advisory services available through their plan and help them understand options for pursuing their retirement goals.
• Develop an understanding of clients’ financial goals and explain applicable managed account service offerings.
• Adhere to compliance and risk procedures, policies, and regulatory requirements while acting in the client’s best interest.
• Perform aspects of financial planning for customers.
• Identify client needs, leads, and opportunities for referral to the Wealth Advisor Team.
• Drive new business opportunities.
• Deliver an efficient and responsive client experience by taking ownership of client needs, providing accurate information, and conducting proactive follow-up.

Skills

Spanish fluency

Financial customer service

Brokerage trading

FINRA registrations (Series 7/63/65 or

FINRA fingerprinting

Education

Bachelor’s degree or equivalent work experience

Tools

FINRA registrations

Job description

Empower is seeking an Investment Advisor to serve individual clients and brokerage customers within Empower’s taxable brokerage and IRA accounts. You will enroll new clients and conduct annual and mid-year reviews for existing clients, providing direct best-interest investment advice and executing trades for IRA and taxable accounts.

You will educate clients on advisory services and retirement planning options, and translate goals into actionable plans.