Remote Compliance Associate — Crypto FinTech

Remote

San Francisco (CA)

Remote

USD 60,000 - 90,000

Full time

21 hours ago
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Job summary

Newton is seeking a Compliance Associate to support the company’s compliance function and strengthen the culture of integrity across the organization. You will assist with regulatory alignment, policy updates, and record-keeping while working with a remote team across Canada.

The role emphasizes meticulous analysis, documentation, and collaboration to address risks and ensure adherence to applicable laws and industry best practices.

Qualifications

  • Bachelor's degree in business, law, or a related field.
  • Complete CIRE/CSC, Supervisory and/or trader exams through CIRO/CSI.
  • Knowledge of financial regulations and industry best practices.
  • Strong analytical and problem-solving skills.
  • Excellent attention to detail and organizational abilities.
  • Impeccable communication and interpersonal skills.
  • Ability to work independently and as part of a team.

Responsibilities

  • Assist in monitoring the company's compliance with relevant regulations and internal policies.
  • Support periodic compliance reviews and assessments to identify issues, gaps and risks.
  • Maintain accurate and organized compliance records, including policies and reports.
  • Assist with drafting, reviewing, and updating compliance policies and procedures.
  • Support internal compliance audits, reviews, control testing, and risk assessments, including data gathering and documenting findings.
  • Assist with investigating and documenting compliance incidents, breaches, and deficiencies.
  • Maintain compliance tracking logs and assist with tracking corrective actions and reporting.

Skills

Analytical thinking
Problem solving
Attention to detail
Organizational skills
Verbal & written communication

Education

Bachelor's degree in business, law, or related field

Job description

Newton is seeking a Compliance Associate to support the company’s compliance function and strengthen the culture of integrity across the organization. You will assist with regulatory alignment, policy updates, and record-keeping while working with a remote team across Canada.

The role emphasizes meticulous analysis, documentation, and collaboration to address risks and ensure adherence to applicable laws and industry best practices.

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