Remote Client Service Associate – Wealth Management

LPL Financial; United States; Remote; USD 36,000 - 59,000; Full time

Benefits offered by this job

401K matching

Health benefits

Employee stock options

Paid time off

Volunteer time off

Job summary

LPL Financial operates a full-time remote role supporting Financial Advisors within the Large Enterprise model. The role involves direct client service, account activity coordination, and cross-department collaboration to meet evolving business needs.

The ideal candidate has 2+ years in financial services, holds SIE, Series 7 and 66 licenses, and demonstrates strong remote service skills with excellent communication.

Qualifications

• 2+ years of financial industry experience, preferably in wealth management
• SIE, Series 7 and 66 licensed
• Strong background in client service with excellent communication skills
• Proven ability to work in a remote environment with occasional travel (about once per year) to build relationships with advisors

Responsibilities

• Daily direct communication with advisors and clients, owning inquiries through resolution
• Answer questions about accounts, activity, policies, and documentation requests
• Proactive outreach to clients/advisors on time-sensitive activities (RMDs, distributions, tax forms)
• Submit instructions for account activities on behalf of advisors and clients (New Accounts, Cash Management, Transfers)
• Research complex situations and coordinate with internal departments to ensure timely service delivery
• Educate clients/advisors on account services and new technology (eSignature, paperless statements)
• Assist in peer development by sharing best practices and supporting project work

Skills

Client service

Communication

Remote work

Team collaboration

Education

SIE, Series 7 and 66 licenses

Tools

Redtail CRM

WealthBOX

Job description

LPL Financial operates a full-time remote role supporting Financial Advisors within the Large Enterprise model. The role involves direct client service, account activity coordination, and cross-department collaboration to meet evolving business needs.

The ideal candidate has 2+ years in financial services, holds SIE, Series 7 and 66 licenses, and demonstrates strong remote service skills with excellent communication.