Regulatory Risk Advisory Manager

Baker Tilly US; Philadelphia (Philadelphia County); On-site; USD 105,000 - 187,000; Full time

Job summary

Baker Tilly US is seeking a Regulatory Risk Advisory Manager to join our rapidly expanding Risk Advisory practice. You will partner with senior leaders to deliver governance, risk, IT and regulatory advisory services across clients in the insurance and financial sector.

You will oversee examinations, supervise staff and contribute to business development, while staying current on regulatory changes and industry trends.

Qualifications

• Bachelor-level degree or equivalent is required.
• Five years of experience in risk advisory, internal/external audit, or regulatory consulting.
• Certified Financial Examiner (CFE) certification is preferred; CPA/CIE/CIA are a plus.

Responsibilities

• Work with partners to deliver governance, risk, technology, and compliance advisory services to clients.
• Provide recommendations for business and process improvements based on client operations and objectives.
• Supervise risk-focused financial examinations and analyze insurer financial condition and solvency.

Skills

Governance

Risk

Compliance

Auditing

Technology

Data analytics

Education

4 year degree

Tools

Microsoft Word

PowerPoint

Excel

Job description

Overview

Baker Tilly is a leading advisory, tax and assurance firm, providing clients with a genuine coast-to-coast and global advantage in major regions of the U.S. and in many of the world’s leading financial centers – New York, London, San Francisco, Los Angeles, Chicago and Boston. Baker Tilly Advisory Group, LP and Baker Tilly US, LLP (Baker Tilly) provide professional services through an alternative practice structure in accordance with the AICPA Code of Professional Conduct and applicable laws, regulations and professional standards. Baker Tilly US, LLP is a licensed independent CPA firm that provides attest services to its clients. Baker Tilly Advisory Group, LP and its subsidiary entities provide tax and business advisory services to their clients. Baker Tilly Advisory Group, LP and its subsidiary entities are not licensed CPA firms.

Overview

Baker Tilly is a leading advisory, tax and assurance firm, providing clients with a genuine coast-to-coast and global advantage in major regions of the U.S. and in many of the world’s leading financial centers – New York, London, San Francisco, Los Angeles, Chicago and Boston. Baker Tilly Advisory Group, LP and Baker Tilly US, LLP, trading as Baker Tilly, are independent members of Baker Tilly International, a worldwide network of independent accounting and business advisory firms in 141 territories, with 43,000 professionals and a combined worldwide revenue of $5.2 billion. Visit bakertilly.com or join the conversation on LinkedIn, Facebook and Instagram. Please discuss the work location status with your Baker Tilly talent acquisition professional to understand the requirements for an opportunity you are exploring. Baker Tilly is an equal opportunity/affirmative action employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability or protected veteran status, gender identity, sexual orientation, or any other legally protected basis, in accordance with applicable federal, state or local law. Any unsolicited resumes submitted through our website or to Baker Tilly Advisory Group, LP, employee e-mail accounts are considered property of Baker Tilly Advisory Group, LP, and are not subject to payment of agency fees. In order to be an authorized recruitment agency ("search firm") for Baker Tilly Advisory Group, LP, there must be a formal written agreement in place and the agency must be invited, by Baker Tilly's Talent Attraction team, to submit candidates for review via our applicant tracking system.

Job Description

Are you interested in joining one of the fastest growing consulting and accounting firms in the country? Would you like the ability to join a highly dynamic team focused on providing exceptional client service in the areas of risk and advisory? If yes, consider joining Baker Tilly (BT) as a Regulatory Risk Advisory Manager! Our Risk Advisory practice provides a full spectrum of services to help our clients assess their risks, develop strategies to compete in an ever-changing business environment, and achieve their goals and objectives. All of this is accomplished through deep industry knowledge of risk, governance, internal audit, compliance, IT, and cybersecurity best practices. As one of the fastest growing firms in the nation, BT has the ability to offer you upward career trajectory, flexibility in how and where you get your work done and meaningful relationships with clients, teammates and leadership who truly care about you and your development.

Does this describe you?

• You want to continue to expand your work experiences and hone your skills as a comprehensive risk professional in the areas of compliance, enterprise risk management, governance, internal controls, and data analytics.
• You crave the opportunity to be part of a fast growing, entrepreneurial risk consulting practice where your hard work and creativity will be rewarded
• You do your best work when you are part of a talented, down-to-earth team that thrives in collaboration and truly enjoys working together
• You feel valued when you are provided the resources and support to continually sharpen your technical skills and build your career now, for tomorrow

What You Will Do

• Work directly with partners in providing governance, risk, technology, and compliance advisory services to clients.
• Provide recommendations for business and process improvements based upon knowledge gained relative to the client’s operations, processes, and business objectives.
• Provide supervisory oversight, manage and lead in an Examiner In Charge capacity on larger complex risk focused financial examinations to review and evaluate an insurer's business processes and controls (including the quality and reliability of corporate governance) to assist in assessing and monitoring its current financial condition and prospective solvency.
• Provide supervisory oversight on risk focused financial analysis of regulated insurance entities on behalf of our clients, through off-site monitoring of the State insurance department client’s domestic insurers’ financial condition.
• Monitor and report on significant internal/external changes and risks relating to all aspects of the insurer.
• Review and analyze new, proposed, or revised laws, regulations, policies, and procedures in order to interpret their meaning and determine impact to the company.
• Provide supervision and training to seniors and staff.
• Attend networking meetings and conferences to assist in creating meaningful relationships to further the development and growth of the insurance regulatory practice.
• Meet business development goals that are developed in collaboration with your coach and partners.
• Participate in and/or lead presentations and trainings to Baker Tilly clients and at conferences on various examination and analysis topics, trends and audit methodologies.

Minimum Required Qualifications

• 4 year degree
• Five (5) years of experience

Preferred Qualifications

• BA/BS in Accounting, Finance, Economics, Risk management, Information Technology or related field.
• Minimum of five (5) years of experience with Risk Advisory, Internal and/or External Audit, in a state regulatory agency/department or Regulatory Consulting firm required.
• Experience as an Examiner In Charge for multi-state examinations and group coordinated examinations preferred.
• Certified Financial Examiner (CFE) certification required.
• Additional designations such as Certified Public Accountant (CPA), Certified Insurance Examiner (CIE) or Certified Internal Auditor (CIA) preferred.
• Flexibility to travel to various client sites, up to 30%.
• Proactive communication (both written and verbal).
• Excellent analytical, technical and problem-solving skills.
• Strong Microsoft Word, PowerPoint, and Excel skills preferred.

Pay and Compensation

The pay rate ranges for this position are listed below. Actual compensation is influenced by a variety of relevant factors including but not limited to applicant’s skills, prior experience, qualifications, degrees/certifications, work arrangements and geographic location. Baker Tilly offers a comprehensive compensation and benefits package to eligible employees.

The national pay rate range is $107,300 to $170,200

In Philadelphia, PA: pay rate range is $105,200 to $187,250

In New York, NY: pay rate range is $140,000 to $212,780

In Madison, WI: pay rate range is $107,300 to $170,200