Regulatory Risk Advisory Manager

Baker Tilly US; New York (NY); On-site; USD 107,000 - 170,000; Full time

Job summary

Baker Tilly US is seeking a Regulatory Risk Advisory Manager in New York to lead governance, risk, technology and compliance advisory engagements for insurance and financial services clients. This role offers visibility, career growth, and collaboration with a dynamic team in a fast-growing advisory practice.

You will supervise examiners, provide strategic recommendations, and drive client outcomes while working with partners to expand our risk advisory footprint across regulated industries.

Qualifications

• 4 year degree.
• Five (5) years of experience.
• CFE certification required; CPA/CIA certifications preferred.

Responsibilities

• Work directly with partners in providing governance, risk, technology, and compliance advisory services.
• Provide recommendations for business and process improvements based on client operations.
• Provide supervisory oversight as Examiner In Charge on larger risk-focused financial examinations.
• Monitor insurer financial condition and regulatory reporting for clients.
• Review laws and regulations to assess impact to the company.
• Lead trainings and presentations to Baker Tilly clients and at conferences.

Skills

Risk Advisory

Internal Audit

External Audit

Regulatory Compliance

Examination In Charge

CFE

CPA

CIA

Communication

Analytical Thinking

Education

BA/BS in Accounting, Finance, Economics, Risk Management, Information Technology or related field

Tools

Microsoft Word

PowerPoint

Excel

Job description

Overview

Baker Tilly is a leading advisory, tax and assurance firm, providing clients with a genuine coast-to-coast and global advantage in major regions of the U.S. and in many of the world’s leading financial centers – New York, London, San Francisco, Los Angeles, Chicago and Boston. Baker Tilly Advisory Group, LP and Baker Tilly US, LLP (Baker Tilly) provide professional services through an alternative practice structure in accordance with the AICPA Code of Professional Conduct and applicable laws, regulations and professional standards. Baker Tilly US, LLP is a licensed independent CPA firm that provides attest services to its clients. Baker Tilly Advisory Group, LP and its subsidiary entities provide tax and business advisory services to their clients. Baker Tilly Advisory Group, LP and its subsidiary entities are not licensed CPA firms.

Overview

Baker Tilly Advisory Group, LP and Baker Tilly US, LLP, trading as Baker Tilly, are independent members of Baker Tilly International, a worldwide network of independent accounting and business advisory firms in 141 territories, with 43,000 professionals and a combined worldwide revenue of $5.2 billion. Visit bakertilly.com or join the conversation on LinkedIn, Facebook and Instagram. Please discuss the work location status with your Baker Tilly talent acquisition professional to understand the requirements for an opportunity you are exploring.

Baker Tilly is an equal opportunity/affirmative action employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability or protected veteran status, gender identity, sexual orientation, or any other legally protected basis, in accordance with applicable federal, state or local law.

Job Description

Are you interested in joining one of the fastest growing consulting and accounting firms in the country? Would you like the ability to join a highly dynamic team focused on providing exceptional client service in the areas of risk and advisory? If yes, consider joining Baker Tilly (BT) as a Regulatory Risk Advisory Manager! Our Risk Advisory practice provides a full spectrum of services to help our clients assess their risks, develop strategies to compete in an ever-changing business environment, and achieve their goals and objectives. All of this is accomplished through deep industry knowledge of risk, governance, internal audit, compliance, IT, and cybersecurity best practices. As one of the fastest growing firms in the nation, BT has the ability to offer you upward career trajectory, flexibility in how and where you get your work done and meaningful relationships with clients, teammates and leadership who truly care about you and your development.

Does this describe you?

• You want to continue to expand your work experiences and hone your skills as a comprehensive risk professional in the areas of compliance, enterprise risk management, governance, internal controls, and data analytics.
• You crave the opportunity to be part of a fast growing, entrepreneurial risk consulting practice where your hard work and creativity will be rewarded
• You do your best work when you are part of a talented, down-to-earth team that thrives in collaboration and truly enjoys working together
• You feel valued when you are provided the resources and support to continually sharpen your technical skills and build your career now, for tomorrow

What You Will Do

• Work directly with partners in providing governance, risk, technology, and compliance advisory services to clients.
• Provide recommendations for business and process improvements based upon knowledge gained relative to the client's operations, processes, and business objectives.
• Provide supervisory oversight, manage and lead in an Examiner In Charge capacity on larger complex risk focused financial examinations to review and evaluate an insurer's business processes and controls (including the quality and reliability of corporate governance) to assist in assessing and monitoring its current financial condition and prospective solvency.
• Provide supervisory oversight on risk focused financial analysis of regulated insurance entities on behalf of our clients, through off-site monitoring of the State insurance department client's domestic insurers' financial condition.
• Monitor and report on significant internal/external changes and risks relating to all aspects of the insurer.
• Review and analyze new, proposed, or revised laws, regulations, policies, and procedures in order to interpret their meaning and determine impact to the company.
• Provide supervision and training to seniors and staff.
• Attend networking meetings and conferences to assist in creating meaningful relationships to further the development and growth of the insurance regulatory practice.
• Meet business development goals that are developed in collaboration with your coach and partners.
• Participate in and/or lead presentations and trainings to Baker Tilly clients and at conferences on various examination and analysis topics, trends and audit methodologies.

Minimum Required Qualifications

• 4 year degree
• Five (5) years of experience

Preferred Qualifications

• BA/BS in Accounting, Finance, Economics, Risk management, Information Technology or related field.
• Minimum of five (5) years of experience with Risk Advisory, Internal and/or External Audit, in a state regulatory agency/department or Regulatory Consulting firm required.
• Experience as an Examiner In Charge for multi-state examinations and group coordinated examinations preferred.
• Certified Financial Examiner (CFE) certification required.
• Additional designations such as Certified Public Accountant (CPA), Certified Insurance Examiner (CIE) or Certified Internal Auditor (CIA) preferred.
• Flexibility to travel to various client sites, up to 30%
• Proactive communication (both written and verbal).
• Excellent analytical, technical and problem-solving skills.
• Strong Microsoft Word, PowerPoint, and Excel skills preferred.

The pay rate ranges for this position are listed below. Actual compensation is influenced by a variety of relevant factors including but not limited to applicant's skills, prior experience, qualifications, degrees/certifications, work arrangements and geographic location. Baker Tilly offers a comprehensive compensation and benefits package to eligible employees.

The national pay rate range is $107,300 to $170,200

In Philadelphia, PA: pay rate range is $105,200 to $187,250

In New York, NY: pay rate range is $140,000 to $212,780