Regulatory Reporting Analyst – Trade Lifecycle (Securities)

JPMorgan Chase & Co.; Newark (DE); On-site; USD 70,000 - 95,000; Full time

Job summary

JPMorgan Chase & Co. in Newark, DE seeks a Trade Lifecycle Associate I to ensure timely regulatory submissions for the US Broker Dealer business.

You will validate data, supervise reporting, and partner with compliance, settlements, and tech teams to implement new processes. The role emphasizes building stronger controls, driving improvements, and leveraging tools like Alteryx and Tableau to reduce risk and enhance accuracy in regulatory reporting.

Qualifications

• 2+ years of Securities industry experience.
• Bachelor’s degree in Finance or related field.
• FINRA Series 99 License required within 120 days of start date.

Responsibilities

• Supervise the daily production and submission of regulatory reports for the US Broker Dealer business.
• Collaborate with internal teams, including compliance, settlements, and technology, to review and implement new regulatory reporting processes.
• Validate source report logic to ensure accuracy and compliance with regulatory standards.
• Develop and enhance controls to improve the quality and reliability of regulatory reporting.
• Lead and contribute to strategic projects that impact the regulatory reporting landscape.
• Identify and implement process improvements to drive efficiency while maintaining high standards of quality.
• Utilize advanced data analysis tools, such as Alteryx and Tableau, to develop solutions that reduce risk and enhance reporting processes.

Skills

Team collaboration

Securities industry

Data analysis

Attention to detail

Multi-tasking

Communication skills

FINRA Series 99

Education

Bachelor’s degree in Finance or related field

Tools

Alteryx

Tableau

Job description

JPMorgan Chase & Co. in Newark, DE seeks a Trade Lifecycle Associate I to ensure timely regulatory submissions for the US Broker Dealer business.

You will validate data, supervise reporting, and partner with compliance, settlements, and tech teams to implement new processes. The role emphasizes building stronger controls, driving improvements, and leveraging tools like Alteryx and Tableau to reduce risk and enhance accuracy in regulatory reporting.