Regulatory Licensing and Enforcement Associate

BCG Attorney Search; Irvine (CA); On-site; USD 70,000 - 90,000; Full time

Benefits offered by this job

Health benefits including medical, dental, vision, and life insurance

Mental well-being programs

Flexible Time Off program

Job summary

BCG Attorney Search is seeking a junior to mid-level associate in Irvine, CA, to join its Fintech and Financial Advisory practice. The ideal candidate will have 2-4 years of relevant experience and will assist clients in the financial services industry with payments and regulatory matters.

Responsibilities include performing legal research, conducting licensing reviews, and preparing legal documents. Benefits include health insurance options, mental well-being programs, and a 401K plan.

Qualifications

• 2-4 years of experience in the relevant field.
• Membership to the State Bar of California.

Responsibilities

• Perform legal research on regulatory matters.
• Analyze regulatory risk with clients.
• Conduct licensing reviews and participate in applications.
• Engage in supervisory and enforcement matters.
• Prepare legal documents and reports.

Skills

Regulatory experience

Licensing experience

Enforcement experience

Exceptional interpersonal skills

Exceptional writing skills

Education

Juris Doctorate degree

Job description

Job Overview

A law firm seeks a junior to mid-level associate with 2-4 years of experience to join their Fintech and Financial Advisory practice in Irvine, CA. This role involves assisting clients in the financial services industry with payments, regulatory, licensing, and government enforcement matters.

Responsibilities

• Perform legal research on payments and consumer financial services regulatory matters.
• Analyze and communicate regulatory risk and business operations with clients and senior attorneys.
• Conduct licensing reviews, including multi-state legal surveys.
• Participate in licensing applications and maintenance matters.
• Engage in supervisory matters at the examination stage, including information collection and production.
• Participate in enforcement matters at the investigative stage, including information collection and production.
• Conduct and manage document review, production, and other related tasks.
• Prepare legal memoranda, correspondence, reports, and settlement agreements.
• Assist with preparation for government meetings, including drafting talking points and presentations.
• Write, edit, and review reports, communications, presentations, and articles.

Requirements

• Highly motivated and creative with exceptional interpersonal and writing skills.
• Ability to work independently and collaboratively within a team.
• Comfortable handling multiple assignments simultaneously.
• Thorough, efficient, and detail-oriented in work.

Education

• Juris Doctorate degree.

Certifications

• Membership to the State Bar of the desired office.

Skills

• Regulatory, licensing, and/or enforcement experience required.
• Payments and/or general consumer financial services experience preferred.

Benefits

• Elective health benefits including medical, dental, vision, and life insurance.
• Mental well-being programs.
• Child, family, elder, and pet care benefits.
• Short- and long-term disability and parental leave benefits.
• Health savings account contributions and flexible spending accounts.
• 401K program.
• Compensated time off through Flexible Time Off program and paid holidays.