Regulatory Compliance Specialist — U.S. Banking (NY On-site)

Capgemini; New York (NY); On-site; USD 95,000 - 149,000; Full time

Job summary

Capgemini seeks an experienced Regulatory Compliance Specialist for its New York, NY on-site operations. This contract role focuses on building and maintaining the local compliance plan, conducting testing, and reporting to Group Compliance. The candidate will manage U.S.

regulatory requirements with emphasis on SEC and CFTC scopes, ensuring robust risk controls and alignment with global standards. The position requires deep knowledge of U.S.

Qualifications

• Experience as a compliance consultant in U.S. banking or regulatory environments.
• Ability to establish a local compliance plan and testing.
• Familiarity with U.S. securities and derivatives regulation, including SEC and CFTC scope.

Responsibilities

• Develop and maintain a local risk-based compliance plan for the New York branch.
• Conduct regulatory screening and risk assessments for Conduct, Financial Crime, and Regulatory Compliance.
• Perform compliance testing and review, reporting findings and remediation plans to Group Compliance.

Skills

Root cause analysis

Risk & compliance management

CAMS

CRCM

Banking products

Job description

Capgemini seeks an experienced Regulatory Compliance Specialist for its New York, NY on-site operations. This contract role focuses on building and maintaining the local compliance plan, conducting testing, and reporting to Group Compliance. The candidate will manage U.S.

regulatory requirements with emphasis on SEC and CFTC scopes, ensuring robust risk controls and alignment with global standards. The position requires deep knowledge of U.S.