Regulatory Compliance Specialist (4 months contract)

AMBITION GROUP SINGAPORE PTE. LTD.; Town of Islip (NY); On-site; USD 70,000 - 110,000; Full time

Job summary

A leading compliance firm is seeking a compliance officer to ensure regulatory adherence across various Asian markets. The successful candidate will develop monitoring programs, conduct compliance reviews, and support team members in improving compliance processes. This role requires a strong understanding of local regulatory frameworks and the ability to advise different business units effectively.

Qualifications

• Experience in regulatory compliance across Asia.
• Ability to implement compliance programs and conduct reviews.
• Strong advisory skills on regulatory matters.

Responsibilities

• Ensure compliance activities meet local regulatory requirements.
• Develop compliance monitoring programs to prevent breaches.
• Provide advisory support to business units on internal policies.

Skills

Regulatory compliance

Compliance monitoring

Advisory support

Error investigation

Team coaching

Job description

• Ensure business activities across Asia comply with local regulatory requirements (e.g., MAS, SFC, SC), internal policies, and client obligations.
• Develop and implement compliance monitoring and surveillance programs to detect and prevent regulatory breaches.
• Provide advisory support on regulatory matters and internal policies to business units across operating locations.
• Conduct compliance reviews, manage error and breach investigations, and coordinate corrective actions with relevant teams.
• Maintain compliance documentation and ensure timely reporting and escalation of significant issues to senior management.
• Support the compliance function through coaching junior staff (where applicable) and contributing to ongoing process improvements.

Interested applicants please send your resume in MS Word format and attention it to Rachel Yeo (R22104385).

Shortlisted candidates will be notified

Data provided is for recruitment purposes only

www.ambition.com.sg

EA Registration Number: R22104385

Business Registration Number: 200611680D. Licence Number: 10C5117