Regulatory Compliance & Reporting Specialist

Artisan Partners Limited; Milwaukee (WI); On-site; USD 65,000 - 85,000; Full time

Job summary

Artisan Partners Limited Partnership is seeking a Compliance Specialist to join the Compliance Team. The role focuses on producing compliance-related reporting and coordinating with internal partners to ensure adherence to regulatory requirements and firm policies.

You will engage in special projects, support Code of Ethics administration, and help enhance compliance processes in alignment with regulatory expectations, working closely with senior team members.

Qualifications

• 1–2 years in financial services is a plus.
• Proficient in Microsoft Office, especially Excel.
• Strong written communication and ability to handle confidential information.

Responsibilities

• Prepare periodic compliance reports and attestations.
• Respond to internal and external compliance inquiries.
• Draft responses to RFPs and regulatory questionnaires.
• Prepare documentation for due diligence meetings and regulatory examinations.
• Ensure communications comply with regulations and firm policies.
• Assist with administration of the Code of Ethics and procedures.
• Document policies, procedures, and memos.
• Support annual compliance testing and surveillance.
• Participate in compliance group projects and initiatives.
• Build knowledge of Artisan systems and operations.

Skills

Excel

Financial markets

Confidential data

Written communication

Process improvement

Time management

Client service

Education

Bachelor’s degree in Finance, Accounting, Economics, or Business Administration

Tools

Aladdin

Charles River

Bloomberg

Advent Geneva

Tableau

Job description

Artisan Partners Limited Partnership is seeking a Compliance Specialist to join the Compliance Team. The role focuses on producing compliance-related reporting and coordinating with internal partners to ensure adherence to regulatory requirements and firm policies.

You will engage in special projects, support Code of Ethics administration, and help enhance compliance processes in alignment with regulatory expectations, working closely with senior team members.