Regulatory Compliance Manager, GTM Enablement

Range; North Dakota; On-site; USD 120,000 - 180,000; Full time

Benefits offered by this job

Health & Wellness

401(k)

Paid Time Off

Parental Leave

Meals

Fitness stipend

Equity & Career Growth

Annual compensation reviews

Boomerang Program

Job summary

Range, a fast-growing AI-powered wealth management platform, seeks a Regulatory Compliance Manager, Go-to-Market Enablement to help Range move faster— responsibly— while upholding strong regulatory standards and exam-ready evidence. You’ll own day-to-day marketing and product compliance workflows, partnering across Product, Engineering, Design, Marketing, and CX to enable scalable, compliant experiences.

This in-office role is based at Range's HQ in McLean, VA or our NYC hub, with relocation

Qualifications

• Experience in regulatory compliance within investment advisory, fintech, or financial services, focused on marketing or product-related compliance.

Responsibilities

• Run day-to-day marketing and advertising compliance program, incl. reviews under SEC Marketing Rule and FINRA standards.
• Own compliance enablement for client-facing products and releases with cross-functional review of features, disclosures, and user flows.
• Support expansion into video and long-form content with timely, scalable compliance reviews.
• Maintain books-and-records practices related to advertising and client communications, incl. documentation in compliance systems.
• Serve as subject matter expert for advertising and client communications compliance, translating rules into guidance and templates.
• Promote exam and audit readiness with clean documentation and efficient response processes.

Skills

Regulatory compliance

Cross-functional collaboration

Series 7

Series 24

SEC Marketing Rule

FINRA standards

Product compliance

Advertising review

Job description

At Range, we’re building towards a world where anyone can live the financial life they imagine for themselves. If that sounds like a mission you want to be a part of, let’s create it together.
We’re building AI-powered wealth management. Investments, taxes, retirement, estate planning, all in one platform instead of scattered across different advisors and apps. We're backed by Google's Gradient Ventures, Cathay Innovation, Scale Venture Partners, and more. We’re growing fast while still small enough that everyone's work is visible and impactful.

About the role

As the Regulatory Compliance Manager, Go-to-Market Enablement, you’ll help Range move faster— responsibly. This role sits at the intersection of product, marketing, and compliance, with a core mission of enabling scalable, low-friction approvals for client-facing experiences while maintaining strong regulatory standards and exam-ready evidence.

You’ll own day-to-day marketing and product compliance workflows, serving as a trusted partner to Product, Engineering, Design, Marketing, and CX. This is a highly cross-functional role for someone who enjoys translating regulatory requirements into practical guidance that supports innovation and growth.

We're excited to hire this role at Range's Headquarters in McLean, VA or our hub in New York City. All of our positions follow an in-office schedule Monday through Friday, allowing you to collaborate directly with your team. If you're not currently based in the area but love what you see, let’s discuss relocation as part of your journey to joining us.

What you’ll do with us

• Run the day-to-day marketing and advertising compliance program, including reviews and approvals under the SEC Marketing Rule and FINRA communications standards

• Own compliance enablement for client-facing products and releases, partnering with Product, Engineering, Design, and CX to review requirements for new features, disclosures, and user flows (e.g., onboarding, education content, recommendations, prompts, and in-app messaging)

• Support Range’s expansion into video and long-form content—such as market insights, webinars, and video advertising —by providing timely, clear, and scalable compliance reviews

• Maintain and evolve books-and-records practices related to advertising and client communications, including ownership of workflows and documentation within compliance systems

• Serve as the subject matter expert for advertising and client communications compliance, translating regulatory rules into clear guidance, templates, and training for partner teams

• Promote exam and audit readiness by ensuring clean documentation, consistent record keeping, and efficient response processes

What will set you apart

• Experience in regulatory compliance within investment advisory, fintech, or financial services, with a focus on marketing, advertising, or product-related compliance

• Strong working knowledge of SEC Marketing Rule requirements and FINRA communications standards

• Proven ability to partner cross-functionally with product, marketing, and engineering teams in fast-moving environments

• Practical, solutions-oriented mindset—able to balance regulatory rigor with business velocity

• Strong organizational skills and attention to detail, especially around documentation and record keeping

• Ability to translate complex regulatory requirements into clear, actionable guidance for non-compliance stakeholders

• Experience supporting regulatory exams, audits, or inquiries is a plus

• Familiarity with compliance tools and systems for advertising review and books-and-records management is a plus

• Series 7 and Series 24 are required

Benefits

• Health & Wellness: 100% employer-covered medical insurance for employees (75% for dependents), plus dental and vision coverage

• 401(k): Retirement savings program to support your future

• Paid Time Off: Dedicated time to reset and recharge plus most federal holidays

• Parental Leave: Comprehensive leave policy for growing families

• Meals: Select meals covered throughout the week

• Fitness: Monthly movement stipend

• Equity & Career Growth: Early exercise eligibility and a strong focus on professional development

• Annual Compensation Reviews: Salary and equity refreshes based on performance

• Boomerang Program: After two years at Range, you can take time away to start your own company. We’ll hold your spot for 6 months - and pause your equity vesting, which resumes if you return

Range is proud to be an equal opportunity workplace. We are committed to equal employment opportunities regardless of race, color, ancestry, religion, sex, national origin, sexual orientation, age, citizenship, marital status, disability, gender identity or Veteran status. As a company, we are committed to designing products, building a culture, and supporting a team that reflects the diverse population we serve.