Regulatory Compliance Manager, GTM Enablement

Range; McLean (VA); On-site; USD 90,000 - 120,000; Full time

Benefits offered by this job

100% employer-covered medical insurance

401(k) retirement savings program

Paid Time Off

Comprehensive parental leave policy

Meals covered during the week

Monthly movement stipend

Equity and career growth opportunities

Annual compensation reviews

Boomerang Program for entrepreneurial endeavors

Job summary

A leading financial technology company in McLean, Virginia is seeking a Regulatory Compliance Manager for Go-to-Market Enablement. This role involves managing marketing compliance workflows and enabling client-facing product approvals while maintaining regulatory standards. Candidates should have experience in regulatory compliance within financial services, strong knowledge of SEC rules, and proven cross-functional collaboration skills. The position offers a competitive benefits package, including health insurance and a 401(k).

Qualifications

• Experience in regulatory compliance within investment advisory or fintech.
• Strong working knowledge of marketing compliance regulations.
• Ability to translate complex regulations into clear guidance.

Responsibilities

• Run day-to-day marketing and advertising compliance program.
• Own compliance enablement for client-facing products.
• Support content expansion by providing compliance reviews.

Skills

Regulatory compliance experience

Knowledge of SEC Marketing Rule

Cross-functional collaboration

Solutions-oriented mindset

Strong organizational skills

Tools

Compliance tools and systems

Job description

Range is creating AI-powered solutions to eliminate financial complexity for our members. We’re transforming wealth management through the perfect blend of cutting-edge technology and human expertise. We’re obsessed with member experience! We’ve built an integrated platform that tackles the full spectrum of financial needs–investments, taxes, retirement planning, and estate management–all unified in one intuitive system.

Backed by Google's Gradient Ventures, Cathay Innovations, and Scale Venture Partners, we're in hyper-growth mode and looking for exceptional talent to join our starting lineup. Every Ranger at this stage is shaping our culture and way of life—from former CEOs and startup founders to experts from leading hedge funds and tech companies.

If you're ready to build something that truly matters in financial services, bring your talent to Range. Here, you'll make a genuine impact on how people manage their financial lives while working alongside a team that celebrates wins, makes big decisions, and blazes new trails together.

About the role

As Regulatory Compliance Manager, Go-to-Market Enablement, you’ll help Range move faster—responsibly. This role sits at the intersection of product, marketing, and compliance, with a core mission of enabling scalable, low-friction approvals for client-facing experiences while maintaining strong regulatory standards and exam-ready evidence.

You’ll own day-to-day marketing and product compliance workflows, serving as a trusted partner to Product, Engineering, Design, Marketing, and CX. This is a highly cross-functional role for someone who enjoys translating regulatory requirements into practical guidance that supports innovation and growth.

We're excited to hire this role at Range's Headquarters in McLean, VA. All of our positions follow an in-office schedule Monday through Friday, allowing you to collaborate directly with your team. If you're not currently based in the area but love what you see, let’s discuss relocation as part of your journey to joining us.

What you’ll do with us

• Run the day-to-day marketing and advertising compliance program, including reviews and approvals under the SEC Marketing Rule and FINRA communications standards

• Own compliance enablement for client-facing products and releases, partnering with Product, Engineering, Design, and CX to review requirements for new features, disclosures, and user flows (e.g., onboarding, education content, recommendations, prompts, and in-app messaging)

• Support Range’s expansion into video and long-form content—such as market insights, webinars, and video advertising — by providing timely, clear, and scalable compliance reviews

• Maintain and evolve books-and-records practices related to advertising and client communications, including ownership of workflows and documentation within compliance systems

• Serve as the subject matter expert for advertising and client communications compliance, translating regulatory rules into clear guidance, templates, and training for partner teams

• Promote exam and audit readiness by ensuring clean documentation, consistent recordkeeping, and efficient response processes

What will set you apart

• Experience in regulatory compliance within investment advisory, fintech, or financial services, with a focus on marketing, advertising, or product-related compliance

• Strong working knowledge of SEC Marketing Rule requirements and FINRA communications standards

• Proven ability to partner cross-functionally with product, marketing, and engineering teams in fast-moving environments

• Practical, solutions-oriented mindset—able to balance regulatory rigor with business velocity

• Strong organizational skills and attention to detail, especially around documentation and record keeping

• Ability to translate complex regulatory requirements into clear, actionable guidance for non-compliance stakeholders

• Experience supporting regulatory exams, audits, or inquiries is a plus

• Familiarity with compliance tools and systems for advertising review and books-and-records management is a plus

Benefits

• Health & Wellness: 100% employer-covered medical insurance for employees (75% for dependents), plus dental and vision coverage

• 401(k): Retirement savings program to support your future

• Paid Time Off: Dedicated time to reset and recharge plus most federal holidays

• Parental Leave: Comprehensive leave policy for growing families

• Meals: Select meals covered throughout the week

• Fitness: Monthly movement stipend

• Equity & Career Growth: Early exercise eligibility and a strong focus on professional development

• Annual Compensation Reviews: Salary and equity refreshes based on performance

• Boomerang Program: After two years at Range, you can take time away to start your own company. We’ll hold your spot for 6 months - and pause your equity vesting, which resumes if you return

Range is proud to be an equal opportunity workplace. We are committed to equal employment opportunities regardless of race, color, ancestry, religion, sex, national origin, sexual orientation, age, citizenship, marital status, disability, gender identity or Veteran status. As a company, we are committed to designing products, building a culture, and supporting a team that reflects the diverse population we serve.