Regulatory Compliance Consultant II - Remote/Hybrid

Wipfli; Wauwatosa (WI); Hybrid; USD 85,000 - 120,000; Full time

Job summary

Wipfli in Milwaukee, WI seeks a Regulatory Compliance Consultant II to help financial services clients manage regulatory risk. The role can be in person, remote, or hybrid with about 20% travel to client sites across the U.S.

You will advise on risk assessment, remediation, and monitoring, support governance reporting, and collaborate with boards and management to strengthen the compliance program.

Qualifications

• Bachelor’s degree in finance, accounting, business, or related degree OR equivalent years of experience in addition to the required years of experience
• 3+ years of regulatory compliance experience in banking or financial institutions
• Experience in creating, executing, and documenting regulatory compliance audits
• Knowledge and experience in lending
• Excellent oral, written communication and presentation skills; able to communicate effectively with both technical and business partners as well as executive management
• Strong analytical skills with high attention to detail and accuracy
• Ability to manage multiple responsibilities and prioritize in a high volume, high paced dynamic environment
• About 20% travel to client locations within the U.S. is required

Responsibilities

• Provide pro-active and on-going consultation regarding regulatory compliance risk assessment, remediation, monitoring, research, interpretation, change management, education, and board and management reporting
• Utilize consultative approach to assist financial services clients to develop and strengthen their compliance management system
• Provide compliance expertise and potential solutions to identifying regulatory gaps and associated risks
• Present information in a concise and effective manner to the board of directors, audit or supervisory committee, management, and business lines
• Conduct routine regulatory compliance testing for federal consumer compliance regulations

Skills

Regulatory compliance

Banking compliance

Audit experience

Communication

Education

Bachelor’s degree or equivalent years of experience

Job description

Wipfli in Milwaukee, WI seeks a Regulatory Compliance Consultant II to help financial services clients manage regulatory risk. The role can be in person, remote, or hybrid with about 20% travel to client sites across the U.S.

You will advise on risk assessment, remediation, and monitoring, support governance reporting, and collaborate with boards and management to strengthen the compliance program.