Regulatory Compliance Analyst

Republic Finance; Baton Rouge (LA); Hybrid; USD 50,000 - 90,000; Full time

Job summary

An established industry player is on the lookout for a detail-oriented Regulatory Compliance Analyst to join their dynamic team. This role offers the chance to work closely with state examiners and handle consumer complaints while ensuring compliance with evolving regulations. You will collaborate with various departments to develop corrective action plans and maintain strong relationships with regulatory agencies. With a commitment to excellence and innovation, this company provides a supportive environment where your contributions can make a significant impact. If you thrive in a fast-paced setting and have a passion for compliance, this opportunity is perfect for you.

Benefits

Paid Time Off (PTO)

401k with employer match

Life Insurance

Long Term Disability

Employee Assistance Program

Employee of the Month Program

Philanthropic Support

Regular Drawings for Sports Tickets

Professional Office Environment

Qualifications

• 3+ years of experience in banking, finance, or law.
• Strong writing skills with experience in technical and policy writing.

Responsibilities

• Assist with state examination processes and consumer complaints.
• Develop relationships with regulatory agencies and maintain compliance.

Skills

Analytical Skills

Technical Writing

Communication Skills

Problem-Solving

Attention to Detail

Organizational Skills

Education

Bachelor's Degree

Equivalent Experience

Tools

Adobe Acrobat Pro

Microsoft 365

PolicyTech

Salesforce

absVision

Job description

Republic Finance is seeking an experienced, business-minded problem solver and analyst to join a collaborative, high-performing Legal & Compliance team. In your role as Regulatory Compliance Analyst, you will be responsible for working with state examiners, assisting branches and other licensed locations with the examination process, and investigating and responding to any examination findings. You will also investigate and respond to consumer complaints filed with state and federal regulators and collaborate with other business units on preventive and corrective action plans in response to regulatory examinations and complaints.

In business for over 70 years, we are proud to be a trusted lender online and through our branch network in over 250 communities across the United States! Driven by our shared mission to pursue excellence for our customers, Republic Finance is a fast-growing consumer finance company that is continually innovating to serve our customers when, where and how they want to be served. This position can be based out of our Baton Rouge, LA, Plano, TX, or Charlotte, NC office and will have a hybrid work schedule.

Job Responsibilities

• Assist branches and other licensed locations with the state examination process.
• Investigate and respond to regulatory examination findings and consumer complaints filed with state and federal regulators and assist the business with developing preventive and corrective action plans.
• Develop and promote strong working relationships with state regulatory agencies and staff.
• Collaborate and organize meetings with key individuals, departments, partners, and owners of policy and procedure to review examination findings and consumer complaints as necessary to ensure regulatory compliance throughout the Company.
• Assist with writing and implementing internal policies and procedures in order to maintain compliance with new and evolving legislation and regulation.
• Assist with ongoing review, revision, and communication of changes to existing policies and procedures and build and circulate approved periodic bulletins regarding the same to Company team members.
• Assist with the Company’s efforts to coordinate changes to areas of business activity impacted by new legislation and/or regulation (lending activity, loan documents, internal policies and procedures, etc.).
• Identify, mitigate, and escalate trends and risks in state examinations and consumer complaints to the Compliance Director.
• Work with the Policy & Procedure Administrator to identify all current policies and procedures impacted by regulatory examinations and consumer complaints.
• Coordinate small- to medium-sized projects.
• Work to demanding timelines in a fast-paced team environment.
• Assist with special projects, as needed, and perform other job-related duties as assigned.

Requirements

• Bachelor’s degree or higher, or equivalent combination of education/related experience.
• 3+ years relevant experience in banking, finance, accounting, law, internal audit, or technical writing and communication.
• Familiarity with financial and lending laws and regulations preferred.
• Skilled in technical, policy, and/or legal writing. Ability to provide writing sample upon request.
• Demonstrated experience using Adobe Acrobat Pro as well as Microsoft 365 programs, including Word, Excel, PowerPoint, Outlook, SharePoint, and Teams. Ability to pass skills assessment tests upon request.
• Demonstrated experience with PolicyTech, absVision, and Salesforce a strong plus.
• Strong attention to detail, strong organizational skills, and strong ability to prioritize and manage multiple tasks.
• Outstanding written, verbal and interpersonal communication skills, including ability to interpret and explain data for a variety of audiences.
• Knowledge of reporting and query tools and practices.
• Deadline-driven. Ability to handle shifting priorities and work well in a demanding and fast-paced environment.
• Ability to think and work well independently, as well as effectively within a team.
• Strong research skills, analytical skills, and problem-solving ability with attention to detail necessary to successfully perform these responsibilities.
• Must pass drug screen, criminal background check, and credit check.

We offer a competitive compensation and benefits package including:

• 15 days of Paid Time Off (PTO) to start + 1 additional personal holiday
• 401k + employer match
• Company provided Life Insurance & Long Term Disability
• Employee Assistance Program - Confidential mental health support

Additional benefits with Republic Finance include:

• Employee of the Month Program
• Philanthropic support for charities such as Juvenile Diabetes Research Foundation and the American Cancer Society
• Regular drawings for Sports tickets
• Professional offices with a friendly team environment

Republic Finance, LLC is an Equal Opportunity Employer and does not discriminate on the basis of race, sex, color, religion, national origin, age disability or veteran status in employment opportunities and benefits. Republic Finance, LLC maintains a Drug-Free Workplace.

Seniority Level

Not Applicable

Employment Type

Full-time

Job Function

Legal