Regulatory Associate: Market Surveillance & Compliance

DraftKings Inc.

Massachusetts

On-site

USD 56,000 - 70,000

Full time

4 days ago
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Job summary

DraftKings, Inc. in Massachusetts is seeking an Associate, Regulation to safeguard the integrity of our prediction markets and ensure compliance across trading operations.

You will oversee day-to-day surveillance, assist with regulatory filings to the CFTC, and help update exchange policies while supporting market participation monitoring and regulatory reporting.

Qualifications

  • At least 1 year of experience in market regulation or compliance.
  • Strong attention to detail and accountability when handling sensitive or time-critical data.
  • Flexibility to support rotating shifts during live market coverage windows.
  • Familiarity with case management and market surveillance tooling is preferred.
  • Interest in prediction markets, sports trading, or financial markets.

Responsibilities

  • Conduct day-to-day trade practice surveillance and support onboarding of new customers.
  • Assist with the composition of regulatory filings to the CFTC in a timely and accurate manner.
  • Continually review and update exchange policies and procedures for compliance with the Commodity Exchange Act and CFTC regulations.
  • Identify, investigate, and escape potential trade practice violations in accordance with regulatory requirements.
  • Partner with the regulatory team on all matters related to trade practice violations, including investigations and regulatory reporting.
  • Monitor market participation, relevant news, and the economic performance of industries underlying exchange contracts.
  • Provide rotational coverage during market hours to ensure continuous and effective market surveillance.

Skills

Regulatory experience
Attention to detail
Shift flexibility
Interest in markets

Tools

Case management tooling
Market surveillance tooling

Job description

At DraftKings, AI is becoming an integral part of both our present and future, powering how work gets done today, guiding smarter decisions, and sparking bold ideas. It’s transforming how we enhance customer experiences, streamline operations, and unlock new possibilities. Our teams are energized by innovation and readily embrace emerging technology. We’re not waiting for the future to arrive. We’re shaping it, one bold step at a time. To those who see AI as a driver of progress, come build the future together.

The Crown Is Yours

As an Associate, Regulation you’ll play a critical role in safeguarding the integrity of DraftKings’ prediction markets. Working at the intersection of regulation, surveillance, and operations, you’ll help ensure our markets are fair, compliant, and built to scale. From overseeing trade practice surveillance to partnering directly with regulators, your expertise will help shape a trusted, future-ready exchange in a rapidly evolving regulatory landscape.

What you’ll do

  • Conduct day-to-day trade practice surveillance and support the onboarding of new customers.
  • Assist with the composition of regulatory filings to the CFTC in a timely and accurate manner.
  • Continually review and update the policies and procedures of the exchange for compliance with the Commodity Exchange Act and CFTC regulations.
  • Identify, investigate, and escalate potential trade practice violations in accordance with regulatory requirements.
  • Partner closely with the regulatory team on all matters related to trade practice violations, including investigations and regulatory reporting.
  • Monitor market participation, relevant news, and the economic performance of industries underlying exchange contracts.
  • Provide rotational coverage during market hours to ensure continuous and effective market surveillance.


What you’ll bring

  • At least 1 year of experience in market regulation or compliance within a DCM, exchange, broker-dealer, or regulatory oversight body.
  • Strong attention to detail and accountability when working sensitive or time-critical data.
  • Flexibility to support rotating shifts during live market coverage windows.
  • Familiarity with case management and market surveillance tooling is preferred.
  • Interest in prediction markets, sports trading, or financial markets.


Join Our Team

We’re a publicly traded (NASDAQ: DKNG) technology company headquartered in Boston. As a regulated gaming company, you may be required to obtain a gaming license issued by the appropriate state agency as a condition of employment. Don’t worry, we’ll guide you through the process if this is relevant to your role.

The US base salary range for this full-time position is 56,000.00 USD - 70,000.00 USD, plus bonus, equity, and benefits as applicable. Our ranges are determined by role, level, and location. The compensation information displayed on each job posting reflects the range for new hire pay rates for the position across all US locations. Within the range, individual pay is determined by work location and additional factors, including job-related skills, experience, and relevant education or training. Your recruiter can share more about the specific pay range and how that was determined during the hiring process. It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability.

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