Registered Private Wealth Client Associate

Bank of America; Cincinnati (IA); On-site; USD 40,000 - 60,000; Full time

Job summary

Bank of America is seeking a dedicated professional to support multiple Financial Advisors by offering client service support and ensuring operational excellence. This role emphasizes client-first advocacy and requires strong communication skills along with a commitment to continuous learning.

Successful candidates will have industry qualifications such as FINRA licenses, advanced knowledge of investment products, and a client-centric mindset. A high school diploma is the minimum education requirement for this position.

Qualifications

• Currently holds FINRA Securities Industry Essentials (SIE), Series7, and Series66 (or Series63 and 65 in lieu of 66).
• Possesses advanced industry knowledge and an understanding of investment products.
• Enthusiastic, highly motivated self-starter with strong work ethic.

Responsibilities

• Provide excellent client service to the bank’s clients.
• Ensure timeliness, accuracy, and completeness in client materials.
• Support day-to-day team activities with a client-first mindset.

Skills

Account Management

Client Management

Customer and Client Focus

Issue Management

Oral Communications

Business Development

Client Solutions

Advisory Pipeline Management

Prioritization

Administrative Services

Emotional Intelligence

Referral Identification

Written Communications

Education

High School Diploma / GED / Secondary School or equivalent

Tools

Microsoft Word

Excel

PowerPoint

Salesforce

Job description

Role Overview

This role supports multiple Financial Advisors by offering client service support, ensuring operational excellence, and advocating for clients.

Responsibilities

• Provide excellent client service to the bank’s clients, educating them on all banking offerings.
• Ensure timeliness, accuracy, and completeness in client materials; follow up on all client and FA requests.
• Assist in aligning practices with bank policies and procedures to support operational excellence, protect clients, and manage risk.
• Identify, deepen, and maintain client relationships, emphasizing bank offerings and promoting incorporation of banking into day‑to‑day practices; communicate outputs to the FA.
• Support day‑to‑day team activities, including covering roles during absences or seasonal increases, while leading with a client‑first mindset.

Required Qualifications

• Currently holds FINRA Securities Industry Essentials (SIE), Series7, and Series66 (or Series63 and 65 in lieu of 66); if not held, must be obtained within a specified timeframe for a registered job code.
• Possesses advanced industry knowledge and an understanding of investment products.
• Enthusiastic, highly motivated self‑starter with strong work ethic and focus on results.
• Client‑centric mindset, always acting in best interest of client.
• Ability to learn and adapt to new information and technology platforms.

Desired Qualifications

• Experience working with clients, quickly fulfilling their needs, delivering complex solutions, and providing excellent client experience.
• Comfortable operating in a fast‑paced environment with changing responsibilities.
• Detail oriented.
• Commitment to continuous learning and professional growth.
• Demonstrates sound judgment and discretion with sensitive information.
• Strong computer application skills, including Microsoft Word, Excel, PowerPoint, and Salesforce.
• Professional verbal and written communication skills.

Skills

• Account Management
• Client Management
• Customer and Client Focus
• Issue Management
• Oral Communications
• Business Development
• Client Solutions
• Advisory Pipeline Management
• Prioritization
• Administrative Services
• Emotional Intelligence
• Referral Identification
• Written Communications

Minimum Education Requirement

High School Diploma / GED / Secondary School or equivalent.

Shift and Hours

1st shift (United States of America). Hours per week: 37.5.