Private Client Wealth Associate — Relationship & Ops

Next Frontier Capital; New York (NY); On-site; USD 120,000 - 170,000; Full time

Benefits offered by this job

Health care

Retirement plan

Tuition reimbursement

Mental health support

Job summary

J.P. Morgan Chase, a leading global financial services firm, is seeking a Private Client Investment Associate in Wealth Management to deliver outstanding client service, process account openings, money movements and investment trades with precision.

You will support Private Client Advisors, foster client relationships, conduct account reviews, assist with wealth planning, and participate in risk management and regulatory compliance while sustaining a collaborative team environment.

Qualifications

• Valid and active Series 7 license required or must be obtained within 120 days of employment.
• If registered after Oct 1, 2018, must also have a valid and active SIE exam.
• A valid and active Series 66 (63/65) and Life & Health Insurance license must be obtained within 120 days of starting in the role.

Responsibilities

• Support Advisors' book of business by processing account openings, money movements and investment trades.
• Build and maintain client relationships by handling requests, resolving issues and providing up-to-date information.
• Assist in relationship and account reviews, promote firm services, and prepare performance reports.
• Engage in Risk Management activities, Know Your Customer procedures, and regulatory compliance.

Skills

Series 7 license

SIE exam

Series 66 license

Life & Health license

Job description

J.P. Morgan Chase, a leading global financial services firm, is seeking a Private Client Investment Associate in Wealth Management to deliver outstanding client service, process account openings, money movements and investment trades with precision.

You will support Private Client Advisors, foster client relationships, conduct account reviews, assist with wealth planning, and participate in risk management and regulatory compliance while sustaining a collaborative team environment.