Private Client Investment Associate – Wealth Management

Testing Site - JPMC; Tempe (AZ); On-site; USD 55,000 - 85,000; Full time

Job summary

J.P. Morgan Chase in Tempe, AZ is seeking a Private Client Investment Associate to support Private Client Advisors with client service, operational marketing and administrative tasks within Wealth Management.

You will handle account openings, money movement and trades, nurture client relationships and assist with wealth planning and referrals while ensuring risk management and regulatory compliance.

Qualifications

• A valid and active Series 7 license required.
• If registered after Oct 1, 2018, a valid and active Securities Industry Essentials (SIE) exam is required.
• A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of employment.

Responsibilities

• Support Advisors book of business including operational requests such as account opening, money movement and investment trades.
• Assist Advisors by building and maintaining client relationships, processing requests, resolving issues and providing wealth planning information.
• Assist in managing relationship and account reviews, promoting firm services to deepen client relationships; prepare timely performance reports.
• Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquiries.
• Support business unit operational procedures and compliance requirements.
• Prioritize daily work, track progress, and meet deadlines.
• Maintain and foster team culture.

Skills

Series 7 license

SIE exam

Series 66 (63/65)

Life and Health Insurance license

Job description

J.P. Morgan Chase in Tempe, AZ is seeking a Private Client Investment Associate to support Private Client Advisors with client service, operational marketing and administrative tasks within Wealth Management.

You will handle account openings, money movement and trades, nurture client relationships and assist with wealth planning and referrals while ensuring risk management and regulatory compliance.