Portfolio Compliance Analyst - CLO/SMA products

SS&C Technologies; New York (NY); Hybrid; USD 85,000 - 140,000; Full time

Job summary

SS&C Technologies, a leading financial services firm, seeks a Compliance Analyst to join their New York team. This role involves overseeing compliance for leveraged loan funds, analyzing compliance tests, and supporting new fund setups. Ideal candidates have a strong analytical background and relevant experience in compliance within finance.

Benefits

Hybrid Work Model

401k Matching Program

Professional Development Reimbursement

Medical, Dental, and Vision Insurance

Employee Assistance Program

Parental Leave

Discounts on fitness clubs and travel

Qualifications

• Minimum of 3 years of experience with fixed income and leveraged loan securities.
• Experience interpreting compliance documents like IMAs and CLO indentures.
• Strong MS Excel skills required.

Responsibilities

• Perform operational client-facing responsibilities.
• Review fund documents and interpret compliance rules.
• Assist in onboarding new SMA and CLO funds.

Skills

Attention to detail

Analytical skills

Problem-solving skills

Technology savvy

Written communication

Interpersonal skills

Excel proficiency

Education

Bachelor's degree in business/finance/engineering/computer sciences

Tools

Compliance systems (e.g. CDO Suite, WSO Compliance)

Job description

Get AI-powered advice on this job and more exclusive features.

Direct message the job poster from SS&C Technologies

As a leading financial services and healthcare technology company based on revenue, SS&C is headquartered in Windsor, Connecticut, and has 27,000+ employees in 35 countries. Some 20,000 financial services and healthcare organizations, from the world's largest companies to small and mid-market firms, rely on SS&C for expertise, scale, and technology.

Job Description

Locations: New York | Boston, MA | Chicago, IL | Dallas, TX | Hybrid

Get To Know US:

The SS&C Compliance team is a division within the greater SS&C GlobeOp Hedge Fund & Loan Services organization. The Compliance Team specializes in providing fund compliance services for asset/fund managers, across a variety of leveraged loan funds such as CLOs and Separately Managed Accounts.

Why You Will Love It Here!

• Flexibility: Hybrid Work Model & a Business Casual Dress Code, including jeans
• Your Future: 401k Matching Program, Professional Development Reimbursement
• Your Wellbeing: Medical, Dental, Vision, Employee Assistance Program, Parental Leave
• Wide Ranging Perspectives: Committed to Celebrating the Variety of Backgrounds, Talents and Experiences of Our Employees
• Training: Hands-On, Team-Customized, including SS&C University
• Extra Perks: Discounts on fitness clubs, travel and more!

What You Will Get To Do:

• Perform operational client facing responsibilities
• Process, update, analyze and review compliance tests and reports for SMA and CLO funds for clients.
• Run and validate pre-trade/hypo reports and results upon request for new trades across funds
• Overseeing CLO funds including data recons, waterfall projections, and Trustee monthly report recon and waterfall review process on behalf of client
• Review fund documents (ie CLO indenture, IMA documents) and interpret compliance rules, and then model and maintain fund specific portfolio compliance tests within SS&C proprietary compliance system.
• Participate in project work (both client facing and internal):
• Assist in project related to the continued build out and enhancements to the compliance monitoring platform and technology capabilities.
• Hand on involvement with projects addressing current and ongoing issues and improvements to existing platform.
• Perform regular and ad hoc internal and external reporting and analysis, and when needed.
• Assist in the onboarding process for new SMA and CLO funds, from set-up to go-live, by participating in new fund compliance rule logic set up, CLO waterfall modeling, internal user testing, user review of final output and reports.

What You Will Bring:

• Bachelors degree in a quantitative track such as business/finance/engineering/computer sciences or related discipline preferred
• Minimum of 3 years of experience working with fixed income and leveraged loan securities or similar asset class with foundational experience in investment guideline monitoring and/or CLO mechanics, including compliance tests, waterfall, and CLO lifecycle events (closing, effective date, post reinvestment period, etc).
• Experience in reading IMAs, OMs, CLO Indentures and related governing documents.
• Some experience using a compliance system preferred, such as CDO Suite/Solvest, WSO Compliance, Charles River, Allvue, etc.
• Excellent attention to detail and strong analytics, and problem solving skills.
• Technology savvy
• Proactive team player mentality
• Excellent written communication and interpersonal skills - this is critical as this position will be working closely within a team, and interface directly with client and outside parties on a day to day basis.
• Solid MS Excel skills - solid intermediate/advanced level grasp of excel functions (vlookup, pivot tables, etc) and formulas is preferred.
• Ideal candidates would come from a peer firm, trustee shop, Big 4 Accounting firm or CLO manager/ Fund manager

Thank you for your interest in SS&C! To further explore this opportunity, please apply through our careers page on the corporate website at www.ssctech.com/careers.

Unless explicitly requested or approached by SS&C Technologies, Inc. or any of its affiliated companies, the company will not accept unsolicited resumes from headhunters, recruitment agencies, or fee-based recruitment services.

SS&C offers excellent benefits including health, dental, 401k plan, tuition and professional development reimbursement plan.

SS&C Technologies is an Equal Employment Opportunity employer and does not discriminate against any applicant for employment or employee on the basis of race, color, religious creed, gender, age, marital status, sexual orientation, national origin, disability, veteran status or any other classification protected by applicable discrimination laws.

Salary is determined by various factors including, but not limited to, relevant work experience, job related knowledge, skills, abilities, business needs, and geographic regions.

NY: Salary range for the position: 85000 USD to 140000 USD. Other States Salary range for the position: 85000 USD to 140000 USD.

Seniority level

• Seniority level

  Associate

Employment type

• Employment type

  Full-time

Job function

• Job function

  Finance

• Industries

  Software Development and Financial Services

Referrals increase your chances of interviewing at SS&C Technologies by 2x

Get notified about new Portfolio Analyst jobs in New York City Metropolitan Area.

New York, NY $200,000.00-$225,000.00 1 week ago

New York, NY $200,000.00-$225,000.00 2 weeks ago

Asset & Wealth Management, Private Wealth Management, Equity Structuring, Analyst - New York

Asset & Wealth Management, Market Insights Strategist, Analyst - New York

New York City Metropolitan Area $130,000.00-$175,000.00 3 weeks ago

New York City Metropolitan Area $175,000.00-$250,000.00 2 weeks ago

Analyst - Financial Institutions Advisory/M&A

New York, NY $110,000.00-$130,000.00 4 weeks ago

New York, NY $85,900.00-$179,500.00 6 days ago

L/S Equity Analyst Opportunity (Financials)

New York, NY $56,250.00-$95,000.00 1 week ago

New York, NY $250,000.00-$250,000.00 3 weeks ago

L/S Equity Analyst Opportunity (Financials)

New York City Metropolitan Area 2 weeks ago

New York, NY $250,000.00-$250,000.00 14 hours ago

New York City Metropolitan Area $200,000.00-$300,000.00 6 days ago

Investment Banking - Mergers & Acquisitions Mid-Cap - Analyst

New York, NY $78,000.00-$139,000.00 1 week ago

Associate/ AVP, Portfolio Manager - Syndicated Loans

New York City Metropolitan Area $100,000.00-$140,000.00 1 week ago

New York, NY $130,000.00-$175,000.00 3 weeks ago

New York, NY $175,000.00-$200,000.00 1 week ago

New York City Metropolitan Area 1 week ago

Corporate Banking Analyst - Financial Institutions

New York, NY $73,100.00-$155,900.00 1 day ago

Portfolio Analyst, Sponsor and Specialty Finance, General Industries

Analyst – Financial Institutions Advisory/M&A

New York, NY $110,000.00-$130,000.00 1 week ago

Cash Equity Markets Trader, Analyst - New York

New York, NY $82,500.00-$135,000.00 10 hours ago

Investment & Corporate Banking - ABS Origination – Experienced Analyst/Associate

New York, NY $80,000.00-$95,000.00 17 hours ago

New York, NY $45,000.00-$55,000.00 6 days ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.