Physical Securities Settlement Specialist

ApTask; New York (NY); On-site; USD 70,000 - 100,000; Full time

Job summary

ApTask in New York, NY is seeking a professional to oversee all Physical certificates and Safekeeping transactions related to financial products. This role includes tasks such as processing deposits and withdrawals of Restricted Securities and managing settlements.

The ideal candidate will have a college degree or 5+ years of industry experience, with in-depth knowledge of physical certificate products and compliance regulations. Excellent communication skills are essential for effective interaction with colleagues and clients.

Qualifications

• 5+ years of experience in the financial industry or a college degree.
• Ability to work with third-party Custodians and Transfer Agents.
• Knowledge of relevant compliance rules and regulations.

Responsibilities

• Process and oversee Physical certificates and Safekeeping transactions.
• Handle Restricted Securities, Reorganizations, and International settlements.
• Ensure compliance with applicable rules and regulations.

Skills

Financial industry knowledge

Physical Certificate product knowledge

Effective communication skills

Knowledge of compliance rules

Education

College Degree or 5+ years of Industry Knowledge

Job description

ApTask in New York, NY is seeking a professional to oversee all Physical certificates and Safekeeping transactions related to financial products. This role includes tasks such as processing deposits and withdrawals of Restricted Securities and managing settlements.

The ideal candidate will have a college degree or 5+ years of industry experience, with in-depth knowledge of physical certificate products and compliance regulations. Excellent communication skills are essential for effective interaction with colleagues and clients.