Phone‑Based Financial Advisor – Wealth Planning

UBS; Dallas (TX); On-site; USD 75,000 - 100,000; Full time

Job summary

UBS is seeking an experienced Financial Advisor to deliver comprehensive financial planning to Wealth Advice Center clients predominantly by phone. You will manage an assigned client base, emphasize advisory excellence, and help clients achieve long-term goals through personalized investments and planning.

The role supports pursuing CFP designation through our tuition reimbursement program and offers strong earning potential and career growth in a structured wealth-management environment.

Qualifications

• 2+ years of Financial Advising experience.
• Licenses: SIE, Series 7, and Series 66/65/63.
• Bachelor’s Degree required.
• Strong client engagement and service background.
• Proficient in Microsoft Office (Outlook, Word, Excel).

Responsibilities

• Build and deepen relationships with an existing client base via phone-based advisory.
• Focus on financial planning and advice within assigned client model.
• Lead financial planning conversations with professionalism and credibility.
• Provide advice aligned to client goals and long-term financial plans.
• Ensure compliance with regulatory and operational requirements.

Skills

Financial advising

SIE

Series 7

Series 66/65/63

Bachelor's degree

Client service

Microsoft Office

Communication

Inbound/ outbound advisory

Education

Bachelor’s Degree

Tools

Microsoft Office

Job description

UBS is seeking an experienced Financial Advisor to deliver comprehensive financial planning to Wealth Advice Center clients predominantly by phone. You will manage an assigned client base, emphasize advisory excellence, and help clients achieve long-term goals through personalized investments and planning.

The role supports pursuing CFP designation through our tuition reimbursement program and offers strong earning potential and career growth in a structured wealth-management environment.