Paraplanner — Growth, Client Impact & Financial Planning

Legacy Financial Partners; Brookings (SD); On-site; USD 60,000 - 80,000; Full time

Benefits offered by this job

Medical, Dental, Vision

Employer HSA Contribution

PTO

Retirement

Life & Disability Insurance

401(k)

Holiday pay and more

Education Reimbursement

Team building retreats

Collaborative environment

Job summary

Legacy Financial Partners in Brookings, SD seeks a Paraplanner to support Financial Advisors in a busy office environment. The role requires professionalism in appearance and communication, strong computer skills, and the ability to learn quickly while handling client materials and planning documents.

The paraplanner will assist with client meetings, financial reports, and onboarding processes, ensuring accuracy and compliance across documents and workflows.

Qualifications

• 2 years of Financial Service Experience preferred.
• Bachelor's Degree or Equivalent Experience.
• Fully Licensed: SIE, Series 7, Series 66, Insurance.

Responsibilities

• Assist Financial Advisors in preparing client meeting materials, financial reports, and planning documents.
• Serve as a primary point of contact for clients, providing timely and professional responses to inquiries.
• Account setup: Facilitate client onboarding and ensure all documentation is completed accurately.
• Trading on all accounts: Master trade tickets, money movement system and brokerage trades.
• 401k Processes-Rollovers, ACATS and 403b transfers.
• Ensure accuracy and completeness of investment documentation and compliance forms.
• Collaborate with advisors to follow up on action items and client deliverables.
• CAR Creation
• Maintain logs of transactions, plan updates, and client communications.
• Handle sensitive client information with discretion and confidentiality.
• Process account applications, transfers, and routine maintenance requests.
• Liaise with sponsor companies and home office teams to resolve service issues.
• Ensure adherence to internal procedures and regulatory requirements.
• Monitor workflow and identify opportunities for process improvement.
• Perform additional duties as assigned to support team and organizational goals

Skills

Financial services experience

Education

Bachelor's degree or equivalent experience

SIE Certification

Series 7 License

Series 66 License

Insurance License

Job description

Legacy Financial Partners in Brookings, SD seeks a Paraplanner to support Financial Advisors in a busy office environment. The role requires professionalism in appearance and communication, strong computer skills, and the ability to learn quickly while handling client materials and planning documents.

The paraplanner will assist with client meetings, financial reports, and onboarding processes, ensuring accuracy and compliance across documents and workflows.