Overlay Portfolio Trader — Analytics & Execution

LPL Financial; Fort Mill (SC); On-site; USD 43,000 - 72,000; Full time

Job summary

LPL Financial is seeking an Overlay Analyst in Fort Mill, SC to manage day-to-day trading of centrally managed platforms and generate reports for leadership. The role emphasizes adherence to investment strategies and efficient processing within a fast-paced, client-driven environment.

The position requires Series 7 and 65 licenses, 3+ years in finance, and strong collaboration skills. Salary benefits reflect the comprehensive LPL rewards package for qualified professionals.

Qualifications

• Series 7 and 65 (or 66) licenses.
• 3+ years of experience in the financial industry and/or processing in a high volume and deadline-driven environment.
• 1+ years of service-oriented experience with clients, other firms, service team, offshore partners, and various business units within a company.
• Strong collaboration and client-service mindset in a financial background.

Responsibilities

• Participates in the management and execution of the OPMG processes related to trading and day-to-day maintenance of the centrally managed platforms.
• Meet strict deadlines with minimal supervision in a fast-paced environment.
• Reviews, approves, and uploads model portfolios submitted by investment managers and strategists.
• Reviews and approves large trades.
• Research complex situations and define actions to resolve them.
• Subject Matter Expert on Operational Policies and procedures focusing on one of the centrally managed platforms.
• Improve current processes to increase efficiencies and reduce risk.
• Support leadership on multiple and overlapping projects.
• Project testing and implementation.
• Mine and analyze internal data sets and build reports for stakeholders to guide actions.
• Provide exemplary customer service as primary contact between OPMG and partners.

Skills

Team collaboration

Attention to detail

Analytical skills

Client service mindset

Education

Bachelor's degree

Tools

MS Excel

Visual Basic

Excel Macros

Vestmark

Job description

LPL Financial is seeking an Overlay Analyst in Fort Mill, SC to manage day-to-day trading of centrally managed platforms and generate reports for leadership. The role emphasizes adherence to investment strategies and efficient processing within a fast-paced, client-driven environment.

The position requires Series 7 and 65 licenses, 3+ years in finance, and strong collaboration skills. Salary benefits reflect the comprehensive LPL rewards package for qualified professionals.