Outsourced Compliance Director for RIAs & Funds

Vigilant Compliance; Chadds Ford (Delaware County); Presencial; USD 100.000 - 130.000; Tempo integral

Benefícios oferecidos por esta vaga

401k with match

Paid holidays

Vacation days

Competitive salary

Resumo da vaga

A leading compliance firm in Chadds Ford is seeking a Compliance Director. This role involves overseeing compliance activities for clients, conducting compliance tests, and maintaining regulatory standards. Candidates should have at least 3 years of compliance experience, ideally with a bachelor's degree and Series 7 or 24 certifications. This position offers a competitive salary and additional benefits, including paid holidays and a 401k match.

Qualificações

• Minimum 3 years of experience in compliance.
• Series 7 and 24 certifications are a plus.
• Detail-oriented with strong written and oral communication skills.

Responsabilidades

• Assist with compliance department activities.
• Conduct compliance testing and reviews.
• Prepare and review policies and training materials.
• Lead risk assessments of compliance policies.
• Maintain relationships with business partners.
• Support compliance reports and examinations.
• Travel may be required.

Conhecimentos

Investment Company Act Experience

Compliance Testing

Strong communication skills

Microsoft Office

Formação

Bachelor's degree

Descrição da vaga

A leading compliance firm in Chadds Ford is seeking a Compliance Director. This role involves overseeing compliance activities for clients, conducting compliance tests, and maintaining regulatory standards. Candidates should have at least 3 years of compliance experience, ideally with a bachelor's degree and Series 7 or 24 certifications. This position offers a competitive salary and additional benefits, including paid holidays and a 401k match.