Onsite Compliance Analyst: Surveillance & Forensic Review (6-Month)

Merit Personnel & Consulting; New York (NY); On-site; USD 41,328 - 49,593; Full time

Job summary

A consulting firm is looking for a Compliance Assistant for a 6-month contract in Newport Beach, CA. The role involves reviewing surveillance reports, performing forensic market-abuse alerts, and supporting compliance projects. Candidates should have an undergraduate degree in Business or related fields and ideally 1-2 years in compliance. Strong Excel skills and attention to detail are essential.

Qualifications

• 1-2 years of previous compliance experience preferred.
• Technical aptitude with Microsoft Excel is essential.
• Ability to work independently and proactively.

Responsibilities

• Review daily surveillance reports of firm transactions.
• Perform forensic reviews of market-abuse alerts.
• Assist compliance personnel with various projects.

Skills

Organizational skills

Analytical skills

Communication

Problem-solving

Attention to detail

Education

Undergraduate degree in Business, Economics, Finance

Tools

Microsoft Excel

Microsoft Word

Microsoft PowerPoint

Job description

A consulting firm is looking for a Compliance Assistant for a 6-month contract in Newport Beach, CA. The role involves reviewing surveillance reports, performing forensic market-abuse alerts, and supporting compliance projects. Candidates should have an undergraduate degree in Business or related fields and ideally 1-2 years in compliance. Strong Excel skills and attention to detail are essential.