Mutual Fund Trader — Fast-Paced, Client-Focused Trading

LPL Financial LLC; Tempe (AZ); On-site; USD 41,000 - 68,000; Full time

Benefits offered by this job

401K matching

Health benefits

Employee stock options

Paid time off

Volunteer time off

Job summary

LPL Financial LLC in Tempe, AZ, seeks a Mutual Fund Trader to provide expert support for Mutual Fund, UIT, and Precious Metals products. The role focuses on delivering exceptional service to advisors and clients in an inbound environment and involves collaborating across teams to optimize processes.

Ideal candidates have 3+ years in financial services, Series 7/63 (or 66), strong analytical and communication skills, and MS Office proficiency. Competitive pay and comprehensive benefits offered.

Qualifications

• 3+ years of financial services experience, preferably with Series 7 and 63 (or 66) licensing.
• Registration in all US States & Territories required upon hire.
• Proficiency in MS Office and general computer skills.

Responsibilities

• Assist advisors, clients, and internal partners with trading inquiries, including order placement, research, corrections, and system troubleshooting.
• Provide knowledge sharing and escalation support across internal teams to resolve issues.
• Participate in team huddles and meetings to build trust and cooperation.
• Build relationships with internal departments, sponsors, and transfer agents to resolve escalations and reduce processing pain points.
• Act as liaison for Financial Advisors on mutual fund/UIT prospectus and navigation of LPL’s trading platform.

Skills

Analytical and communication skills

Attention to detail

Ability to work independently and in a

Education

Series 7 & 63 (or 66) licensing

Registration in all US States & Territories

Tools

MS Office

Job description

LPL Financial LLC in Tempe, AZ, seeks a Mutual Fund Trader to provide expert support for Mutual Fund, UIT, and Precious Metals products. The role focuses on delivering exceptional service to advisors and clients in an inbound environment and involves collaborating across teams to optimize processes.

Ideal candidates have 3+ years in financial services, Series 7/63 (or 66), strong analytical and communication skills, and MS Office proficiency. Competitive pay and comprehensive benefits offered.