Mutual Fund Compliance Lead (Hybrid)

American Beacon Partners; Irving (TX); Hybrid; USD 90,000 - 120,000; Full time

Job summary

American Beacon Partners, located in Irving, TX, seeks a Mutual Fund Specialist to review and file registration statements and related documentation for funds, ensuring regulatory compliance. The role operates in a hybrid schedule with in-office and remote work options.

Ideal candidates have at least three years in investments or financial services, with strong knowledge of the Investment Company Act and fund filing experience (N-1A/N-14/N-2).

Qualifications

• Three or more years related work experience in investments, securities, or financial services.
• Knowledge of the Investment Company Act of 1940 and federal securities laws as they apply to the operation of mutual funds or investment advisers.
• Experience with Mutual Funds and ETF filings, including Form N-1A, Form N-14, and Form N-2.

Responsibilities

• Assist with the preparation, review and filing of registration statements and related documentation for the Funds to ensure accuracy and compliance with regulatory guidelines.
• Collaborates well with service provider
• Assists with annual investment risk update process
• Identifies areas where process improvement can occur
• Act as "lead" Mutual Fund Specialist for assigned FYEs
• Review updates to various Fund agreements, as necessary
• Ensures agreements are appropriately included in the relevant Form N-1A Part C (wrapper)
• Assists with special projects, as necessary, including research of applicable rules and regulations
• Review documents from Fund Board meetings and ensure appropriate modifications are made to filings and/or procedures

Skills

Analytical skills

Written communication

Oral communication

Attention to detail

Education

College degree or equivalent

Tools

EDGAR Next

Broadridge PROfile

DocuBuilder

Job description

American Beacon Partners, located in Irving, TX, seeks a Mutual Fund Specialist to review and file registration statements and related documentation for funds, ensuring regulatory compliance. The role operates in a hybrid schedule with in-office and remote work options.

Ideal candidates have at least three years in investments or financial services, with strong knowledge of the Investment Company Act and fund filing experience (N-1A/N-14/N-2).